Marex Group Ltd SEC Filings

Marex Group plc931 holdings with a total reported market value of $3,724,514,682. The filing lists 3 other included managers and is signed by Scott Linsley as Corporate Secretary.

Marex Group plc files a Form 13F quarterly holdings report reporting institutional holdings aggregated by the reporting manager and two other included managers. The submission lists 301 distinct table entries with a total reported market value of $703,850,108. The report is signed by Scott Linsley on 04-02-2026.

MRX: Simon Van Den Born reported sales of Common Stock under Rule 144. The filing lists three transactions of 14,000 shares each on 01/05/2026, 02/02/2026, and 03/02/2026 with proceeds of $550,800.60, $550,569.60, and $615,013.00, respectively. The cover also lists 26,529 Common Stock units described as Restricted Stock Units acquired as compensation on 05/17/2024.

Marex Group plc is offering $ Leveraged Buffered Notes linked to the worst performing of three iShares ETFs (EFA, EEM, IWM) with a $1,000 principal amount per Note. The Notes mature May 4, 2028, with a Final Valuation Date of May 1, 2028. Payment at maturity depends on the Reference Return of the Worst Performing Underlying: if positive, you receive $1,000 plus the Reference Return times an Upside Participation Rate (at least 195%); if between 0% and the Buffer Percentage (-10%), you receive $1,000; if below the Buffer Percentage you face leveraged losses using a Downside Leverage Factor of 100/90 (~111.11%), and may lose up to 100% of principal. The Estimated Initial Value is expected between $950.00 and $990.00 per Note and will be less than the price to public. The Notes are senior unsecured obligations of Marex, involve issuer credit risk, lack interest, and may have limited liquidity and discretionary adjustments by the calculation agent.

Marex Group plc is offering Autocallable Contingent Income Barrier Notes linked to the worst performing of the EURO STOXX 50, Russell 2000 and Nasdaq-100. Each Note has a $1,000 Principal Amount, an estimated initial value of $950–$990 per Note, and a scheduled maturity of May 4, 2028.

The Notes can be automatically called if each Underlying is at or above 100% of its Initial Value on a Call Observation Date. Quarterly Contingent Coupons (at least 3.375% per quarter, equivalent to 13.50% per annum) may be paid only if all Underlyings meet 70% Coupon Triggers; if the Worst Performing Underlying falls below a 70% Barrier at final valuation, investors can lose up to 100% of principal. The Notes are senior unsecured obligations of Marex and carry issuer credit risk.

Marex Group plc is offering Autocallable Leveraged Barrier Notes linked to the worst performing of the iShares® Silver Trust (SLV) and the VanEck® Gold Miners ETF (GDX), with a $1,000 Principal Amount per Note.

Key terms: an Upside Participation Rate of 300%, a Barrier Percentage of -30%, a Call feature with a Call Observation Date of May 7, 2027 and a Call Premium of at least 24.00%. The Final Valuation Date is April 30, 2029 and the Maturity Date is May 3, 2029. The Estimated Initial Value on the Trade Date is expected to be between $930.00 and $980.00 per Note, which is less than the price to public. The Notes do not pay interest and are senior unsecured obligations of Marex, exposing holders to Marex credit risk and potential loss of principal.

Marex Group plc priced $558,000 of Autocallable Contingent Income (with Memory) Barrier Notes linked to the worst performing of Robinhood Markets (HOOD) and Coinbase Global (COIN). The Notes have a $1,000 principal per note, an Estimated Initial Value of $978.90 per note, monthly contingent coupons of $27.96 (2.796% per month, 33.552% per annum), a 50% Barrier (HOOD $33.01; COIN $80.57) and maturity on April 5, 2027. Payment at maturity depends on the Worst Performing Underlying versus the Barrier; investors may lose up to 100% of principal.

Marex Group plc is offering Autocallable Contingent Income (with Memory) Barrier Notes linked to the worst performing of Robinhood Markets, Inc. (HOOD) and Coinbase Global, Inc. (COIN). The notes have a $1,000 principal amount, monthly contingent coupons of 2.796% per month (equivalent to 33.552% per annum) payable only if both underlyings are >= 50% of their Initial Values on coupon determination dates. The Issuer may call the notes monthly beginning on the September 28, 2026 observation date at par plus the applicable coupon if both underlyings meet their 100% call thresholds. At maturity (April 5, 2027), if the Worst Performing Underlying’s Reference Return is >= -50.00%, investors receive $1,000 plus final contingent coupon; if the Reference Return is < -50.00%, repayment equals $1,000 × (1 + Reference Return), exposing holders to up to 100% principal loss. Estimated Initial Value is expected to be between $960.00 and $995.00 per note, less than the public offering price. All payments are subject to Marex credit risk.

Marex Group plc reports a very strong provisional Q1 2026, expecting revenue between $667M and $697M, up from $467M in Q1 2025. Adjusted profit before tax is estimated at $140M–$150M versus $96M a year earlier, with record adjusted profit before tax up 45–55%. Reported profit before tax from continuing operations is forecast at $137M–$147M and profit after tax at $103M–$110M, implying profit after tax margins of 15–16% and adjusted profit before tax margins of 21–22%. Management highlights that extreme market volatility tested but reinforced its business model, with clearing client balances averaging about $16B in the quarter.

Separately, Marex proposes redomiciling its parent holding company from England and Wales to Bermuda via an English-law scheme of arrangement, alongside a reorganization into four regional sub-groups. The company expects limited impact on day-to-day operations, tax profile, listing on Nasdaq, governance, or management, and targets shareholder and court approvals around the May 21, 2026 meetings, aiming to complete in the second half of 2026.