Welcome to our dedicated page for Marex Group SEC filings (Ticker: MRX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Marex Group's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Marex Group's regulatory disclosures and financial reporting.
FMR LLC filed Amendment No. 1 reporting beneficial ownership of 5,368,485 shares of Marex Group PLC common stock, representing 7.5% of the class as of June 30, 2026. FMR LLC has sole voting power over 5,367,964 shares and sole dispositive power over 5,368,485 shares, with no shared voting or dispositive power.
Abigail P. Johnson is also reported as a beneficial owner of the same 5,368,485 shares, with sole dispositive power but no voting power. One or more other persons may receive dividends or sale proceeds from these shares, but no such person holds more than five percent of Marex Group PLC’s outstanding common stock.
Marex Group Limited is offering capped leveraged buffered notes linked to the S&P 500 Index, issued in $1,000 denominations and maturing on September 16, 2027. Application has been made to list the notes on the Vienna Multilateral Trading Facility.
At maturity, investors receive leveraged upside of 150% of the S&P 500 gain, capped at a Maximum Return of at least 13.50%. A 10% downside buffer applies; beyond this, losses match index declines on a 1:1 basis, up to a 90% loss of principal. The notes pay no interest and are senior unsecured obligations subject to Marex’s credit risk. The Estimated Initial Value is expected to be between $960.00 and $990.00 per $1,000 note and may be lower than the secondary market price immediately after issuance.
Marex Group Limited plans to issue Autocallable Leveraged Barrier Notes, senior unsecured debt linked to the worst performer of the S&P 500 Index and the Nasdaq-100 Index, maturing on August 31, 2029 and expected to list on the Vienna MTF.
Each Note has a $1,000 principal amount, an upside participation rate of 150%, and a barrier set at a -30% Reference Return for the worst-performing index. The Notes may be automatically called on September 7, 2027 if both indices are at or above 100% of their Initial Values, paying principal plus a Call Premium of at least 14.25%.
The Notes pay no interest, and investors may lose up to 100% of principal if held to maturity and the worst-performing index falls below the barrier. The Estimated Initial Value is expected to range from $940 to $990 per $1,000 Note, below the price to the public, and investors are fully exposed to Marex’s credit risk.
Marex Group Limited is offering senior unsecured Capped Leveraged Buffered Notes linked to the S&P 500® Index, each with a $1,000 principal amount, expected to price on August 28, 2026 and mature on August 31, 2028. The notes provide 200% upside exposure to positive S&P 500® returns, but gains are capped at a Maximum Return of at least 24%, to be set on the trade date.
The structure includes a 10% downside buffer; if the index declines by up to 10%, investors receive full principal back at maturity. Below this buffer, losses match index declines on a 1:1 basis, up to a 90% loss of principal. The notes do not pay interest and do not provide dividends or voting rights in index constituents. An affiliate, Marex Capital Markets Inc., acts as agent and will receive an underwriting discount of up to $5 per $1,000 note.
The Estimated Initial Value on the trade date is expected between $950 and $990 per note, below the $1,000 price, reflecting internal funding and hedging costs. Application has been made to list the notes on the Vienna Multilateral Trading Facility, but there is no assurance of an active secondary market. Repayment depends solely on Marex’s credit, and the U.S. federal income tax treatment is described as uncertain, with Marex’s counsel viewing the notes as pre-paid executory contracts for tax purposes.
Marex Group Limited is offering Autocallable Contingent Income Barrier Notes linked to the worst performer of the S&P 500, Russell 2000 and Nasdaq‑100. Each Note has a $1,000 principal amount and a term of approximately 3 years, maturing on August 31, 2029, unless called earlier.
The Notes pay a quarterly Contingent Coupon of at least 3.00% of principal (at least 12.00% per annum), but only if on the relevant determination date each index is at or above 70.00% of its Initial Value. The issuer may automatically call the Notes quarterly from November 30, 2026 if each index is at or above 100.00% of its Initial Value, in which case investors receive principal plus the coupon.
If the Notes are not called and the worst-performing index has fallen by more than 30.00% at maturity (below its Barrier Value of 70.00% of Initial Value), repayment is reduced 1-for-1 with the index loss, up to a total loss of principal. The Estimated Initial Value is expected to be $950.00–$990.00 per $1,000 Note, below the price to public, and all payments are subject to Marex’s credit risk.
Marex Group Limited is issuing $615,000 of Autocallable Fixed Income Buffered Notes, each with a $1,000 Principal Amount, linked to the Class A common stock of Space Exploration Technologies Corp. (SPCX). The Notes pay fixed monthly interest of 1.942% of principal (23.304% per annum) regardless of SPCX performance until maturity or automatic call, and are scheduled to mature on May 5, 2027.
The Notes are automatically called if SPCX’s closing price is at or above the Initial Value of $108.37 on any Call Observation Date, returning principal plus the applicable interest payment. If not called, principal at maturity is protected only by a 35% Buffer Amount; below this level, losses are magnified by a Downside Leverage Factor of 100/65 (≈153.85%), and investors can lose up to 100% of principal even after interest.
The Estimated Initial Value is $995.20 per Note, below the $1,000 price to public. The Notes are senior unsecured obligations of Marex, subject to its credit risk, and application has been made to list them on the Vienna MTF. The documentation highlights single-stock risk tied to SPCX, heightened volatility as a recent IPO, limited liquidity, potential conflicts of interest, and uncertain tax treatment.
Marex Group Limited is issuing $310,000 in Autocallable Fixed Income Notes with Absolute Return Buffer linked to the common stock of Micron Technology, Inc. Each Note has a $1,000 principal amount, prices at par, and has an Estimated Initial Value of $954.40, below the price to the public.
The Notes pay a fixed quarterly coupon of 2.438% of principal (equivalent to 9.752% per annum) regardless of Micron’s share performance until maturity or automatic call. They are subject to automatic call if Micron’s closing price is at or above the Call Threshold of $787.19 (90% of the Initial Value) on specified observation dates through February 7, 2028.
At maturity, if not called, principal repayment depends on Micron’s price change from the Initial Value of $874.66. Investors receive equity-like upside for non-negative returns, an “absolute return” gain for negative returns down to the 50% Buffer Amount, and then a leveraged loss of 200% of any decline beyond that, with up to 100% loss of principal. The Notes are senior unsecured obligations of Marex, carry Marex credit risk, have uncertain tax treatment, limited liquidity despite a Vienna MTF listing application, and may be affected by conflicts of interest because Marex affiliates act as calculation agent, underwriter and hedging counterparties.
Marex Group Limited is offering senior unsecured Autocallable Fixed Income Notes with Absolute Return Buffer linked to the common stock of Micron Technology, Inc. in $1,000 denominations. The notes pay a fixed quarterly interest of 2.438% of principal (9.752% per annum) until automatic call or maturity on February 7, 2028.
The notes are automatically called if Micron’s closing price is at or above the $787.19 Call Threshold (90% of the $874.66 Initial Value) on specified observation dates. If not called, principal repayment at maturity depends on Micron’s performance: investors participate one-for-one in gains; earn an “absolute return” when the stock declines between 0% and -50%; but if the decline exceeds 50%, losses are leveraged at 200% beyond that buffer, up to a full loss of principal, in addition to issuer credit risk.
The estimated initial value is expected to be between $915 and $955 per $1,000 note, below the price to public, and application has been made to list the notes on the Vienna MTF.
Marex Group Limited is offering $1,394,000 of senior unsecured Contingent Income (with Memory) Barrier Notes linked to the worst performing of GE Vernova, General Motors and Intuitive Surgical, maturing on August 2, 2029 and listed on the Vienna MTF.
The Notes pay a monthly contingent coupon of 1.65% of principal (19.80% per annum) only if each stock’s closing price is at or above its Coupon Trigger, with unpaid coupons potentially paid later if the triggers are met. Principal protection is conditional: if the worst performing stock’s final return is at or above -50%, investors receive $1,000 per Note plus the final coupon; if it is below -50%, repayment is reduced 1‑for‑1 with the loss and investors can lose up to 100% of principal. The Estimated Initial Value is $987.20 per $1,000 Note, below the price to public, and payments are subject to Marex’s credit and to limited liquidity.
Marex Group Limited is offering $2,400,000 of Issuer Callable Contingent Income Barrier Notes linked to the worst performing of the S&P 500 Index, the Russell 2000 Index, and the Nasdaq-100 Index, maturing February 1, 2028. Investors receive a 1.60% monthly Contingent Coupon (19.20% per annum) only if on each determination date every index is at least 80% of its Initial Value; no coupon is paid otherwise.
The notes are callable at Marex’s option on monthly Call Payment Dates starting October 30, 2026 at par plus any due coupon. At maturity, if not redeemed, principal is fully protected only if the worst index has not fallen more than 25%; below that barrier, repayment is reduced 1‑for‑1 with the index loss, down to a total loss of principal. The Estimated Initial Value is $994.30 per $1,000, below the $1,000 price to public, and all payments are subject to Marex’s credit risk. Application has been made to list the notes on the Vienna MTF.