Midland States Bancorp: Casey disposes of shares

Midland States Bancorp, Inc. officer Daniel Edward Casey, whose title is CROF, reported 395 shares delivered or withheld for payment of exercise price or tax liability on November 7, 2026, and 463 shares on November 6, 2026.

Available on EDGAR 11/09/2026 - 02:24 PM EST Accepted by SEC EDGAR 11/09/2026 - 02:24 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Midland States Bancorp, Inc. officer Daniel Edward Casey, whose title is CROF, reported 395 shares delivered or withheld for payment of exercise price or tax liability on November 7, 2026, and 463 shares on November 6, 2026. Both transactions list $31.72 per share and were reported as direct ownership. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Exercise Price or Tax Liability: 858 shares

Exercise Price or Tax Liability 2 txns

Insider Casey Daniel Edward

Role CROF

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	395	$31.72	$13K
Exercise Price or Tax Liability	Common Stock	463	$31.72	$15K

Holdings After Transaction: Common Stock — 28,620 shares (Direct)

Key Figures

Shares delivered or withheld for payment of exercise price or tax liability: 395 shares Shares delivered or withheld for payment of exercise price or tax liability: 463 shares Reported price per share: $31.72 per share

3 metrics

Shares delivered or withheld for payment of exercise price or tax liability 395 shares November 7, 2026

Shares delivered or withheld for payment of exercise price or tax liability 463 shares November 6, 2026

Reported price per share $31.72 per share Reported for both transactions

Key Terms

exercise price or tax liability, Rule 10b5-1 plan

2 terms

exercise price or tax liability financial

"payment of exercise price or tax liability by delivering or withholding securities"

Rule 10b5-1 plan regulatory

"no Rule 10b5-1 plan is reported"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transactions did MSBI officer Daniel Edward Casey report?

Officer Daniel Edward Casey reported 395 shares delivered or withheld for payment of exercise price or tax liability on November 7, 2026, and 463 shares on November 6, 2026. Both transactions list $31.72 per share; no Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Casey Daniel Edward

(Last) (First) (Middle)

1201 NETWORK CENTRE DR.

(Street)

EFFINGHAM ILLINOIS 62401

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Midland States Bancorp, Inc. [ MSBI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CROF

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/06/2026		F		463	D	$31.72	29,015	D
Common Stock	11/07/2026		F		395	D	$31.72	28,620	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/Daniel E Casey	11/09/2026
	/s/Nathan D. Sturycz, attorney-in-fact	11/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)