Welcome to our dedicated page for Middlesex Watr SEC filings (Ticker: MSEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Middlesex Water Company filings document the regulatory record of a New Jersey-incorporated water and wastewater utility with common stock listed on Nasdaq. Form 8-K reports disclose financial results, infrastructure investment, dividends, utility rate-case outcomes, executive accounting leadership changes, and amendments to at-the-market equity sales arrangements.
Proxy materials cover board elections, executive compensation, shareholder voting matters, equity awards, pension-related compensation measures, and governance practices. Registration and prospectus supplement filings describe shelf registration mechanics, common stock issuance programs, sales-agent arrangements, offering limits, commissions, and related capital-structure disclosures.
Klein Steven M reported acquisition or exercise transactions in this Form 4 filing.
Middlesex Water Co director Steven M. Klein received a stock award of 865 common shares on April 1, 2026. The shares were valued at $52.05 per share based on the March 31, 2026 close under the company’s Outside Director Stock Compensation Plan. After the award, he directly holds 3,333 book-entry shares and 7,559 street-name shares.
HOGLUND ROBERT N reported acquisition or exercise transactions in this Form 4 filing.
Middlesex Water Co director Robert N. Hoglund received a stock award of 865 shares of Common Stock (Book) on April 1, 2026. The grant was recorded at a reference price of $52.05 per share under the company’s Outside Director Stock Compensation Plan.
Following this award, he directly holds 865 shares of Common Stock (Book) and 2,000 shares of Common Stock (Street), reflecting his current reported equity position as a director.
Hanemann Kim C reported acquisition or exercise transactions in this Form 4 filing.
Middlesex Water director Kim C. Hanemann received a stock grant recorded on April 1, 2026. The award covered 865 shares of Common Stock (Book) at a reference price of $52.05 per share, determined as of the March 31, 2026 close under the Outside Director Stock Compensation Plan.
After the grant, Hanemann directly held 3,367 shares of Common Stock (Book) and 2,251 shares of Common Stock (Street), reflecting her updated ownership position.
Middlesex Water Co director James F. Cosgrove Jr. received a grant of common stock under the company’s Outside Director Stock Compensation Plan. He acquired 865 shares of Common Stock (Book) at a reference price of $52.05 per share, reflecting the closing price on March 31, 2026.
Following this award, his direct holdings include 865 book-entry shares and 10,901 shares of Common Stock (Street) reported as held in a separate account. The filing reflects a routine equity compensation grant rather than an open-market purchase or sale.
Bershad Joshua reported acquisition or exercise transactions in this Form 4 filing.
Middlesex Water Co director Joshua Bershad received 865 shares of Common Stock on April 1, 2026 as a grant under the issuer’s Outside Director Stock Compensation Plan, valued at $52.05 per share based on the March 31, 2026 closing price.
After this award, he directly holds 1,567 book-entry shares and 4,213 street-name shares. He also has indirect exposure through 230,698 shares held in a family trust where he serves as trustee, 15,531 shares in custodial accounts for family members, and 4,247 shares held by his spouse.
Middlesex Water Co — Schedule 13G/A amendment: The Vanguard Group reports 0 shares beneficially owned of Middlesex Water Co common stock, representing 0% of the class. The filing explains an internal realignment effective January 12, 2026, causing disaggregated reporting by Vanguard subsidiaries.
The filing is signed by Ashley Grim, Head of Global Fund Administration, on 03/27/2026.
Middlesex Water Company has appointed Tatyana Kaplan as Vice President and Chief Accounting Officer, effective March 26, 2026. She replaces Robert J. Capko as Principal Accounting Officer; he will remain with the company as Corporate Controller.
The company also entered into a detailed change in control termination agreement with Kaplan. If a defined change in control occurs and her employment is subsequently terminated without cause or she resigns for specified “Good Reason” within two years, she is eligible for a lump-sum severance based on a multiple of her compensation, continued health and welfare benefits for up to 24 months, payment of deferred compensation, and accelerated vesting of unvested equity awards. The agreement also covers notice procedures, dispute arbitration in New Jersey, and successor obligations in the event the company is acquired.
Middlesex Water director Joshua Bershad reported changes to how certain shares are held, driven by trust and custodial arrangements rather than market trades. A Form 4 entry with code J records an “other” transaction involving 213,365 shares of common stock, categorized as a restructuring of indirect holdings, bringing that indirect position to 230,698 shares.
Footnotes explain that, upon the passing of a third party, Bershad and his spouse became co‑trustees with voting power over a trust, and Bershad disclaims beneficial ownership of those shares except for any pecuniary interest. Additional entries show direct holdings of common stock in book‑entry and street name and other indirect holdings through a family trust, custodial accounts for family members, and shares held by his spouse. Two footnotes note corrections to prior reports that had inadvertently double‑counted 100 shares and 17,333 shares, with this filing presenting the corrected balances.
Middlesex Water Company director Walter G. Reinhard reported an open-market sale of 300 shares of common stock at $55.21 per share on March 4, 2026. After this transaction, he directly owns 6,051 shares of Middlesex Water common stock.
Middlesex Water Company President and CEO Leslie Nadine Duchemin reported equity compensation activity involving common stock. An award of 4,630 shares of restricted stock vested, at a reference price of $54.55 per share as of the first closing price following vesting.
In connection with this vesting, 2,336 shares of common stock were surrendered in a tax-withholding disposition to cover tax obligations arising from the restricted stock vesting. These transactions reflect routine equity award vesting and related tax withholding rather than open-market purchases or sales.