STOCK TITAN

Microsoft director Pritzker granted 200 RSUs

Microsoft director Penny S. Pritzker reported a fully vested RSU award that increases her equity-based exposure to MSFT.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MICROSOFT CORP (symbol: MSFT) is the issuer of record for a Form 4 filing submitted to the SEC. PRITZKER PENNY S reported acquisition or exercise transactions in this Form 4 filing.

MICROSOFT CORP (MSFT) reported that director Penny S. Pritzker received a grant of 200.1200 Restricted Stock Units on September 5, 2026. Each unit represents a contingent right to receive one share of Microsoft common stock and is fully vested, with delivery 30 days after her separation from the Board. Following this award, she holds 14,523.5870 RSUs directly and 12,000 Microsoft common shares indirectly through a trust.

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Insider PRITZKER PENNY S
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 200.12 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 14,523.587 contracts (Direct); Common Stock — 12,000 shares (Indirect, By Trust)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
  2. F2. The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made 30 days after the date of the reporting person's separation from service to the Board of Directors.
RSUs granted 200.1200 Restricted Stock Units Grant to Penny S. Pritzker on September 5, 2026
RSUs held after transaction 14,523.5870 Restricted Stock Units Direct holdings following the September 5, 2026 grant
Indirect common shares 12,000 shares of Common Stock Indirectly owned by trust as reported in the Form 4
RSU-to-share ratio 1 RSU : 1 share of Common Stock Each restricted stock unit represents a contingent right to one share
Share delivery timing 30 days after separation Delivery of shares occurs 30 days after separation from the Board
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive one share of Microsoft common stock"
separation from service financial
"Delivery of the shares will be made 30 days after the date of the reporting person's separation from service"
By Trust financial
"Common Stock holding reported as indirect ownership By Trust"

FAQ

What equity award did Microsoft (MSFT) director Penny S. Pritzker report on this Form 4?

She reported a grant of 200.1200 Restricted Stock Units on September 5, 2026. Each RSU represents a contingent right to receive one share of Microsoft common stock, and this transaction is reported as a grant or award acquisition.

Are the RSUs reported by the Microsoft (MSFT) director vested, and when will shares be delivered?

Yes. The filing states the restricted stock units are fully vested. Delivery of the Microsoft common shares will be made to the reporting person 30 days after the date of her separation from service to the Board of Directors.

How many Restricted Stock Units does the Microsoft (MSFT) director hold after this transaction?

After the September 5, 2026 award, Penny S. Pritzker holds 14,523.5870 Restricted Stock Units directly. Each unit represents a contingent right to receive one share of Microsoft common stock, according to the filing footnotes.

What indirect Microsoft (MSFT) share holdings are reported for the director on this Form 4?

The filing reports 12,000 shares of Microsoft common stock held indirectly by trust. This position is shown as indirect ownership, separate from the director’s directly held Restricted Stock Units.

Was the Microsoft (MSFT) director’s RSU transaction made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and no footnote indicates a trading plan. The RSU transaction is characterized as a grant or award acquisition, not as a sale under a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PRITZKER PENNY S

(Last)(First)(Middle)
C/O MICROSOFT CORPORATION
ONE MICROSOFT WAY

(Street)
REDMOND WASHINGTON 98052-6399

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MICROSOFT CORP [ MSFT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock12,000IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/05/2026A200.12 (2) (2)Common Stock200.12$014,523.587D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
2. The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made 30 days after the date of the reporting person's separation from service to the Board of Directors.
Julia Stark, Attorney-in-fact for Penny S. Pritzker09/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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