Proposed MSF common stock sales by Morgan Stanley (MSI) via Form 144

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to proposed sales of common stock linked to various equity awards and option exercises. The filing lists multiple security types with trade dates including 03/10/2023, 03/10/2024, 03/10/2025, and 02/27/2026, and identifies the broker as Morgan Stanley Smith Barney LLC.

Insights

Securities Compliance Counsel

Form 144 notifies the market of proposed brokered sales of equity awards and option proceeds.

Form 144 is a regulatory notice required before public resale by officers, directors or large holders when conditions are met. The excerpt lists award types (performance shares, stock option exercises) and multiple trade dates but does not state amounts or proceeds in aggregate.

Timing and exact sale volumes are driven by the listed trade dates and broker routing; subsequent filings or broker reports would show executed transactions and proceeds.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8820	4218003.85	165658912	02/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/10/2025	Performance Shares	Issuer			1732	03/10/2025	Not Applicable
Common	03/10/2024	Performance Shares	Issuer			1303	03/10/2024	Not Applicable
Common	02/27/2026	Stock Option Exercise	Issuer			1575	02/27/2026	Cash
Common	02/27/2026	Stock Option Exercise	Issuer			1576	02/27/2026	Cash
Common	03/10/2023	Performance Shares	Issuer			1058	03/10/2023	Not Applicable
Common	02/27/2026	Stock Option Exercise	Issuer			1576	02/27/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the MSI Form 144 filing indicate?

The Form 144 indicates proposed brokered sales of common stock tied to equity awards and option exercises. It lists trade dates and the executing broker, Morgan Stanley Smith Barney LLC, but does not provide an aggregate sale amount in the excerpt.

Who is the broker handling the sales in the MSI filing?

The broker named is Morgan Stanley Smith Barney LLC. The filing identifies that broker at 1 New York Plaza, 8th Floor and associates it with the listed trade dates and security types.

Which security types are listed in the MSI Form 144?

The excerpt lists Performance Shares and Stock Option Exercise related common stock sales. Each entry is paired with a trade date such as 03/10/2023 and 02/27/2026 in the provided lines.

Does the filing show the total number of shares to be sold for MSI?

The visible excerpt does not present a clear aggregate share total. It shows several numeric line items next to dates, but an explicit overall share total or aggregate proceeds figure is not shown in the provided content.