MSC Income Fund CFO acquires shares via dividends

The acquisitions were characterized as dividend reinvestment transactions exempt from Section 16 under Rule 16a-11.

Available on EDGAR 11/05/2026 - 04:32 PM EST Accepted by SEC EDGAR 11/05/2026 - 04:30 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

MSC Income Fund, Inc. CFO and Treasurer Cory Gilbert acquired common shares through a dividend reinvestment plan in four reported transactions: 62.7015 shares at $11.4000 per share on July 9, 2026; 59.6661 shares at $12.1400 per share on August 10, 2026; 58.2696 shares at $12.5200 per share on September 9, 2026; and 62.5621 shares at $11.8000 per share on October 9, 2026. The acquisitions were reported as dividend reinvestment transactions.

Insider Trade Summary

Other: 243.1993 shares

Other 4 txns

Insider Gilbert Cory

Role CFO and Treasurer

Type	Security	Shares	Price	Value
Other	Common Stock F1	62.5621	$11.80	$738.23
Other	Common Stock F1	58.2696	$12.52	$729.54
Other	Common Stock F1	59.6661	$12.14	$724.35
Other	Common Stock F1	62.7015	$11.40	$714.80

Holdings After Transaction: Common Stock — 6,756.8515 shares (Direct)

Footnotes (1)

1. F1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Key Figures

Common shares acquired: 62.7015 shares Price per share: $11.4000 per share Common shares acquired: 59.6661 shares +5 more

8 metrics

Common shares acquired 62.7015 shares July 9, 2026

Price per share $11.4000 per share July 9, 2026

Common shares acquired 59.6661 shares August 10, 2026

Price per share $12.1400 per share August 10, 2026

Common shares acquired 58.2696 shares September 9, 2026

Price per share $12.5200 per share September 9, 2026

Common shares acquired 62.5621 shares October 9, 2026

Price per share $11.8000 per share October 9, 2026

Key Terms

dividend reinvestment plan, Rule 16a-11, Section 16

3 terms

dividend reinvestment plan financial

"acquired these shares under a dividend reinvestment plan"

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

Rule 16a-11 regulatory

"exempt from Section 16 under Rule 16a-11"

Section 16 regulatory

"dividend reinvestment transaction exempt from Section 16"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What were MSIF CFO Cory Gilbert's share acquisitions?

Cory Gilbert acquired 62.7015 shares at $11.4000 per share on July 9, 2026; 59.6661 shares at $12.1400 on August 10, 2026; 58.2696 shares at $12.5200 on September 9, 2026; and 62.5621 shares at $11.8000 on October 9, 2026. The transactions were through a dividend reinvestment plan.

Why were Cory Gilbert's MSIF acquisitions described as exempt from Section 16?

The acquisitions were reported as dividend reinvestment transactions exempt from Section 16 under Rule 16a-11.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gilbert Cory

(Last) (First) (Middle)

1300 POST OAK BLVD, 8TH FLOOR

(Street)

HOUSTON TEXAS 77056

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MSC INCOME FUND, INC. [ MSIF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/09/2026		J(1)	V	62.7015	A	$11.4	6,576.3615	D
Common Stock	08/10/2026		J(1)	V	59.6661	A	$12.14	6,636.0276	D
Common Stock	09/09/2026		J(1)	V	58.2696	A	$12.52	6,694.2972	D
Common Stock	10/09/2026		J(1)	V	62.5621	A	$11.8	6,756.8515	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

	/s/ Jason B. Beauvais, Attorney-in-Fact	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)