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Director Ken V. Garcia receives 7,090 RSU award at Metallus (MTUS)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Garcia Ken V reported acquisition or exercise transactions in this Form 4 filing.

Metallus Inc. director Ken V. Garcia received an equity award of 7,090 common-share-based restricted stock units. The award was granted at an effective price of $0.00 per unit as compensation, rather than a market purchase.

The footnote explains these restricted stock units will vest in full on April 30, 2027, subject to the terms of the grant agreement. After this award, Garcia directly holds a total of 95,955 common shares, showing his overall equity stake in Metallus tied to both existing shares and this future-vesting grant.

Positive

  • None.

Negative

  • None.
Insider Garcia Ken V
Role null
Type Security Shares Price Value
Grant/Award Common Shares 7,090 $0.00 --
Holdings After Transaction: Common Shares — 95,955 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU award size 7,090 units Restricted stock units granted to Ken V. Garcia
Post-award holdings 95,955 shares Total Metallus common shares held directly after transaction
Grant price $0.00 per share Reported transaction price for the RSU award
Vesting date April 30, 2027 RSUs vest in full on this date, per grant terms
restricted stock units financial
"The reported transaction is an award of restricted stock units which will vest in full on April 30, 2027"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Garcia Ken V
(Last)(First)(Middle)
1835 DUEBER AVE. SW
(Street)
CANTON OHIO 44706
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Metallus Inc. [ MTUS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares04/30/2026A7,090(1)A$095,955D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported transaction is an award of restricted stock units which will vest in full on April 30, 2027, subject to the terms of the grant agreement.
/s/ Kristine C. Syrvalin, as Attorney-in-Fact04/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Metallus (MTUS) report for Ken V. Garcia?

Metallus reported that director Ken V. Garcia received an award of 7,090 restricted stock units. These units are based on Metallus common shares and represent equity compensation, not an open-market stock purchase, with vesting tied to a future date under the grant agreement.

How many Metallus (MTUS) shares does Ken V. Garcia hold after this Form 4?

After this award, Ken V. Garcia directly holds 95,955 Metallus common shares. This total includes his previously held shares plus the 7,090 newly awarded restricted stock units, which are subject to vesting terms before becoming fully owned and freely transferable shares.

When do Ken V. Garcia’s Metallus (MTUS) restricted stock units vest?

The 7,090 restricted stock units awarded to Ken V. Garcia will vest in full on April 30, 2027. Vesting is conditioned on the terms of the grant agreement, meaning Garcia must satisfy those conditions for the units to convert into unrestricted common shares.

Was the Metallus (MTUS) insider transaction a market buy or sale?

The transaction was not a market buy or sale; it was an equity award. The Form 4 lists a transaction code “A” for grant, award, or other acquisition, and the reported price per share is $0.00, consistent with compensation rather than open-market trading.

What does the transaction code “A” mean in Metallus (MTUS) director Garcia’s Form 4?

Transaction code “A” indicates a grant, award, or other acquisition of securities, rather than a purchase on the open market. In this case, 7,090 restricted stock units tied to Metallus common shares were granted as compensation and will vest according to the grant agreement.