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MU Form 5 updates beneficial ownership—178.722 ESPP shares added

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
5

Rhea-AI Filing Summary

Ray Michael Charles, identified as SVP, Chief Legal Officer of Micron Technology, Inc. (MU), filed a Form 5 for the fiscal year ended 08/28/2025 to correct prior Section 16 reporting. The filing updates beneficial ownership to reflect 178.722 shares acquired on July 31, 2025 under Micron's Employee Stock Purchase Plan (an acquisition exempt from reporting under Rules 16a-3(f)(1)(i)(B) and 16b-3(c)). The Form shows 92,616 shares with a transaction code indicated as D in Table I and lists ownership at the end of the fiscal year accordingly. The Form 5 was signed by attorney-in-fact Mai Lan Bui on 10/02/2025.

Positive

  • 178.722 shares acquired under the Micron Employee Stock Purchase Plan were added to beneficial ownership
  • Filing clarifies Section 16 reporting for the fiscal year ended 08/28/2025, improving disclosure completeness

Negative

  • 92,616 shares are listed with a transaction code "D" (disposed), but the filing provides no date or price for that disposal
  • The Form 5 is an amendment-style annual correction rather than a contemporaneous Form 4, indicating prior reporting gaps

Insights

Form 5 corrects prior Section 16 reporting to include an ESPP acquisition of 178.722 shares.

This filing is procedural: it updates the annual statement to record 178.722 shares acquired under the Employee Stock Purchase Plan, a transaction the filer states is exempt from routine reporting rules. The signature by an attorney-in-fact on 10/02/2025 completes the annual correction.

The Table I line showing 92,616 with transaction code D indicates a reported disposal on the form; the filing does not provide dates, prices, or further detail for that disposition within the body of this document.

SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
RAY MICHAEL CHARLES

(Last) (First) (Middle)
8000 S. FEDERAL WAY

(Street)
BOISE ID 83716

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MICRON TECHNOLOGY INC [ MU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief Legal Officer
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
08/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 92,616(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Form 5 is being filed only to update securities beneficially owned to include 178.722 shares acquired on July 31, 2025 under the Micron Technology, Inc. Employee Stock Purchase Plan, which acquisition is exempt from reporting under Rules 16a3(f)(1)(i)(B) and 16b-3(c).
Remarks:
Mai Lan Bui, Attorney-in-fact 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 5 filed for MU disclose about the reporting person?

The Form 5 discloses that Ray Michael Charles, SVP, Chief Legal Officer, updated his beneficial ownership for Micron Technology, Inc. (MU) for the fiscal year ended 08/28/2025.

How many shares were added to beneficial ownership on this Form 5 for MU?

The filing adds 178.722 shares acquired on July 31, 2025 under Micron's Employee Stock Purchase Plan.

Does the Form 5 report any disposals for the reporting person?

Yes. Table I shows 92,616 shares with transaction code D (disposed), but the filing does not supply the disposal date or price.

Was the ESPP acquisition reported as exempt from Section 16 rules?

Yes. The acquisition of 178.722 shares is stated to be exempt under Rules 16a-3(f)(1)(i)(B) and 16b-3(c).

Who signed the Form 5 and when?

The Form 5 was signed by attorney-in-fact Mai Lan Bui on 10/02/2025.
Micron Technology Inc

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