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MicroVision director awarded 4,670 shares in RSU vest

MicroVision director Jeffrey A. Herbst received 4,670 shares from vested RSUs and now directly holds 23,398 common shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MICROVISION, INC. (MVIS) director Jeffrey A. Herbst reported the vesting and conversion of 4,670 Restricted Stock Units into the same number of shares of common stock on September 1, 2026, on a unit-for-share basis. Following this RSU distribution, Herbst directly holds 23,398 shares of MicroVision common stock. The RSUs are part of a grant of 18,677 post-split RSUs scheduled to vest in four equal quarterly installments through around the first anniversary of the July 16, 2026 grant date, assuming continued board service, and no Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Herbst Jeffrey A
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F3 4,670 $0.00 $0.00
Exercise Common Stock F1 4,670 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 23,398 shares (Direct)
Footnotes (3)
  1. F1. Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.
  2. F2. At vesting, converts into shares of common stock on a unit-for-share basis.
  3. F3. RSUs granted 07/16/2026 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2027 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 07/17/2026 reports 280,152 RSUs granted on a pre-split basis, which equates to 18,677 on a post-split basis.
RSUs converted 4,670 units Restricted Stock Units vested and converted on September 1, 2026
Common shares received 4,670 shares Shares of MicroVision common stock distributed from vested RSUs
Post-transaction holdings 23,398 shares Common shares directly held by Jeffrey A. Herbst after the transaction
Total RSU grant (post-split) 18,677 units RSUs granted July 16, 2026, on a post-split basis
Vesting schedule 4 quarterly installments Grant scheduled to vest in four equal quarterly installments until fully vested
Grant date July 16, 2026 Date of the RSU grant referenced in the footnotes
Restricted Stock Units financial
"Vested restricted stock units, or RSUs, were distributed to the Reporting Person"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
unit-for-share basis financial
"distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis"
Annual Meeting of Stockholders regulatory
"until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2027 Annual Meeting of Stockholders"

FAQ

What insider transaction did MVIS director Jeffrey A. Herbst report?

Jeffrey A. Herbst reported the vesting and conversion of 4,670 RSUs into 4,670 shares of MicroVision common stock on September 1, 2026, increasing his directly held common shares to 23,398.

How many MicroVision (MVIS) shares does Jeffrey A. Herbst hold after this Form 4?

After the reported RSU vesting and share distribution, Jeffrey A. Herbst directly holds 23,398 shares of MicroVision common stock, as stated in the filing’s post-transaction holdings figure.

What was the size of the RSU grant referenced in the MVIS Form 4?

The referenced RSU grant totals 18,677 RSUs on a post-split basis, which were originally reported as 280,152 RSUs on a pre-split basis, and are scheduled to vest in four equal quarterly installments from the July 16, 2026 grant date.

Were any MicroVision (MVIS) shares sold in Jeffrey A. Herbst’s reported transactions?

No sales are reported. The Form 4 shows an exercise and conversion of 4,670 RSUs into 4,670 shares of common stock, with no open-market sales or other dispositions of the resulting common shares disclosed.

Was a Rule 10b5-1 trading plan used for Jeffrey A. Herbst’s MVIS transactions?

No. The filing indicates that the Rule 10b5-1 checkbox is not marked, and there is no footnote stating that the RSU vesting and share distribution occurred under a Rule 10b5-1 trading plan.

How do the RSUs in the MVIS Form 4 convert into shares?

The Restricted Stock Units convert into common stock on a unit-for-share basis. Upon vesting, each RSU is distributed to the reporting person as one share of MicroVision common stock, without payment of cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Herbst Jeffrey A

(Last)(First)(Middle)
18390 NE 68TH STREET

(Street)
REDMOND WASHINGTON 98052

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MICROVISION, INC. [ MVIS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/01/2026M4,670A$0.00(1)23,398D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.00(2)09/01/2026M4,67009/01/2026(3)09/01/2026(3)Common stock4,670$0.000D
Explanation of Responses:
1. Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.
2. At vesting, converts into shares of common stock on a unit-for-share basis.
3. RSUs granted 07/16/2026 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2027 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 07/17/2026 reports 280,152 RSUs granted on a pre-split basis, which equates to 18,677 on a post-split basis.
/s/ Drew G. Markham, attorney-in-fact for Jeffrey A. Herbst09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)