STOCK TITAN

Mueller Water Products Form 4: Tax Withholding of 901 Shares; 11,663.69 ESPP Shares Included

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Mueller Water Products insider Scott P. Floyd, SVP Sales & Marketing, reported a transaction on 08/25/2025 in the company's common stock (MWA). The filing shows 901 shares were disposed at a price of $26.88 under code F, representing shares withheld to cover tax on the lapse of restricted stock units. After the transaction, Mr. Floyd beneficially owns 57,625.3775 shares, which includes 11,663.69 shares acquired through the company's Employee Stock Purchase Plan.

Positive

  • Disclosure of ESPP participation: 11,663.69 shares acquired under the Employee Stock Purchase Plan are included in beneficial ownership, showing employee alignment with shareholders.
  • Timely and specific reporting: Transaction date, price, and post-transaction ownership are provided, supporting regulatory transparency.

Negative

  • Shares disposed to cover taxes: 901 shares were withheld/disposed to satisfy tax liabilities on RSU lapse, modestly reducing direct holdings.

Insights

TL;DR: Routine insider tax-withholding and ESPP accumulation; transaction appears non-dispositive for control.

The Form 4 discloses a disposition of 901 shares at $26.88, recorded as tax withholding on restricted stock lapses. The reporting person retains a substantial holding of 57,625.3775 shares, including 11,663.69 ESPP shares. This is a common administrative transaction and does not indicate a change in ownership control or a major sale that would materially alter ownership percentages. No additional derivative transactions or plans are disclosed.

TL;DR: Administrative share withholding for taxes is routine; disclosure is timely and complies with Section 16 reporting.

The filing identifies the reporting person as an officer and shows the signature executed by an attorney-in-fact on 08/27/2025. The explanation states shares were withheld to cover tax liabilities and notes inclusion of ESPP-acquired shares. The report provides clear transaction codes and post-transaction beneficial ownership, meeting disclosure requirements. No governance red flags or unusual transfer mechanisms are present in this filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Floyd Scott P.

(Last) (First) (Middle)
1200 ABERNATHY RD., NE
SUITE 1200

(Street)
ATLANTA GA 30328

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Mueller Water Products, Inc. [ MWA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Sales & Marketing
3. Date of Earliest Transaction (Month/Day/Year)
08/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/25/2025 F 901(1) D $26.88 57,625.3775(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
2. Includes 11,663.69 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.
/s/ Barbara A. Smucygz, Attorney-in-Fact 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Scott P. Floyd report on Form 4 for MWA?

The Form 4 reports a disposition of 901 shares of Mueller Water Products common stock on 08/25/2025 at a price of $26.88 (code F).

How many Mueller Water Products shares does the reporting person beneficially own after the transaction?

Following the reported transaction, the filing shows 57,625.3775 shares beneficially owned.

Does the Form 4 indicate why shares were disposed?

Yes. The filing explains that shares were withheld to cover the tax liability on the lapse of restricted stock units.

How many shares were acquired through the Employee Stock Purchase Plan (ESPP)?

The filing states 11,663.69 shares are included that were acquired under the Mueller Water Products Employee Stock Purchase Plan.

Who signed the Form 4 and when was it executed?

The Form 4 was executed by Barbara A. Smucygz, Attorney-in-Fact on 08/27/2025 and the signature of the reporting person is provided.
Mueller Water A

NYSE:MWA

MWA Rankings

MWA Latest News

MWA Latest SEC Filings

MWA Stock Data

4.22B
153.10M
1.61%
102.71%
2.16%
Specialty Industrial Machinery
Miscellaneous Fabricated Metal Products
Link
United States
ATLANTA