STOCK TITAN

MXE (MXE) director Jaclyn L. Rothchild files Form 3 reporting zero shares

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

MEXICO EQUITY & INCOME FUND INC director files initial ownership report. Director Jaclyn L. Rothchild filed a Form 3 regarding the company’s Common Stock. The filing reports total beneficial ownership of 0 shares of Common Stock held directly following the reported position as of the stated date.

Positive

  • None.

Negative

  • None.
Insider ROTHCHILD JACLYN L
Role Director
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 0 shares (Direct)
Common Stock held 0 shares Total shares beneficially owned directly following reported position
Form 3 regulatory
"Director Jaclyn L. Rothchild filed a Form 3 regarding the company’s Common Stock."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"The filing reports total beneficial ownership of 0 shares of Common Stock held directly"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Common Stock financial
"The filing covers Common Stock of MEXICO EQUITY & INCOME FUND INC."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the MXE Form 3 filed by Jaclyn L. Rothchild report?

The Form 3 for MEXICO EQUITY & INCOME FUND INC (MXE) reports director Jaclyn L. Rothchild’s initial beneficial ownership position. It shows 0 shares of Common Stock held directly following the reported position on the stated date.

Does the MXE Form 3 show any insider purchases or sales?

The MXE Form 3 does not show any insider purchases or sales. It records an initial ownership entry in Common Stock with 0 total shares beneficially owned directly following the reported position, and no transaction codes indicating buy or sell activity.

What security is covered in Jaclyn L. Rothchild’s MXE Form 3?

The filing covers Common Stock of MEXICO EQUITY & INCOME FUND INC. It is an initial ownership report indicating that, after the reported position, the director held 0 shares of this Common Stock directly as of the filing’s referenced date.

Is Jaclyn L. Rothchild identified as an officer or major holder in the MXE Form 3?

In the MXE Form 3, Jaclyn L. Rothchild is identified as a director, not as an officer or ten percent owner. The report lists her status and shows 0 shares of Common Stock beneficially owned directly following the reported position.

Does the MXE Form 3 include any derivative securities or options?

The MXE Form 3 shows no derivative securities for Jaclyn L. Rothchild. The derivative summary is empty, indicating no reported options, warrants, or other derivative positions related to MEXICO EQUITY & INCOME FUND INC at the time of this initial ownership statement.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
ROTHCHILD JACLYN L

(Last)(First)(Middle)
C/O ULTIMUS FUND SOLUTIONS
225 PICTORIA DRIVE, SUITE 450

(Street)
CINCINATTI OHIO 45246

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026
3. Issuer Name and Ticker or Trading Symbol
MEXICO EQUITY & INCOME FUND INC [ MXE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Stephanie L. Darling, as power of attorney for Jaclyn L. Rothchild04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)