Morgan Stanley Smith Barney files Form 144 listing MXL shares

Morgan Stanley Smith Barney LLC submitted a Form 144 notice of proposed sales of Common Stock.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice of proposed sales of Common Stock. The filing lists multiple blocks of restricted stock, performance shares and Employee Stock Purchase Plan shares with specific grant dates and share counts (examples: 227, 1,430, 2,621), dated between 02/20/2021 and 02/03/2023.

Key Figures

Example restricted stock block: 227 shares Example restricted stock block: 1,430 shares Example restricted stock block: 2,621 shares +2 more

5 metrics

Example restricted stock block 227 shares grant date 02/20/2021

Example restricted stock block 1,430 shares grant date 05/20/2022

Example restricted stock block 2,621 shares grant date 05/20/2022

Employee Stock Purchase Plan entry 363 shares grant date 05/16/2022

Performance shares example 1,427 shares grant date 02/04/2022

Key Terms

Restricted Stock, Performance Shares, Employee Stock Purchase Plan

3 terms

Restricted Stock financial

"Common | 02/20/2021 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Performance Shares financial

"Common | 02/04/2022 | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Employee Stock Purchase Plan financial

"Common | 05/16/2022 | Employee Stock Purchase Plan | Issuer"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Morgan Stanley Smith Barney LLC's Form 144 for MXL report?

It reports proposed sales of Common Stock by an affiliate, listing specific grant dates and share blocks. The filing enumerates restricted stock, performance shares, and Employee Stock Purchase Plan shares with dated quantities between 02/20/2021 and 02/03/2023.

How many examples of share blocks are listed in the Form 144 for MXL?

The filing shows multiple share blocks; representative examples include 227, 1,430, and 2,621 shares. These figures are listed next to grant dates such as 02/20/2021 and 05/20/2022 as part of the securities-to-be-sold table.

Which security types appear in the MXL Form 144 filing?

The filing lists Restricted Stock, Performance Shares, and an Employee Stock Purchase Plan entry. Each line pairs a security type with a grant date and a share count visible in the table.

What date range do the grants in the Form 144 cover for MXL?

Grant dates shown range from 02/20/2021 through 02/03/2023. Each listed grant date corresponds to a security type and a specific share count in the filing's securities table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/27/2026 - 04:11 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001666994
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MAXLINEAR, INC.
SEC File Number	001-34666
Address of Issuer	5966 La Place Court Suite 100 Carlsbad CALIFORNIA 92008
Phone	760-692-0711
Name of Person for Whose Account the Securities are To Be Sold	CONNIE KWONG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	15050	771948.29	89545959	04/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/20/2021	Restricted Stock	Issuer			227	02/20/2021	Not Applicable
Common	02/20/2021	Restricted Stock	Issuer			107	02/20/2021	Not Applicable
Common	02/20/2021	Restricted Stock	Issuer			459	02/20/2021	Not Applicable
Common	08/20/2021	Restricted Stock	Issuer			516	08/20/2021	Not Applicable
Common	11/20/2021	Restricted Stock	Issuer			522	11/20/2021	Not Applicable
Common	02/20/2022	Restricted Stock	Issuer			532	02/20/2022	Not Applicable
Common	05/20/2022	Restricted Stock	Issuer			476	05/20/2022	Not Applicable
Common	05/20/2022	Restricted Stock	Issuer			1430	05/20/2022	Not Applicable
Common	05/20/2022	Restricted Stock	Issuer			2621	05/20/2022	Not Applicable
Common	08/20/2021	Restricted Stock	Issuer			299	08/20/2021	Not Applicable
Common	05/20/2022	Restricted Stock	Issuer			214	05/20/2022	Not Applicable
Common	02/04/2022	Restricted Stock	Issuer			964	02/04/2022	Not Applicable
Common	02/03/2023	Restricted Stock	Issuer			1489	02/03/2023	Not Applicable
Common	05/16/2022	Employee Stock Purchase Plan	Issuer			363	05/16/2022	Cash
Common	02/04/2022	Performance Shares	Issuer			1427	02/04/2022	Not Applicable
Common	02/04/2022	Performance Shares	Issuer			948	02/04/2022	Not Applicable
Common	02/04/2022	Performance Shares	Issuer			383	02/04/2022	Not Applicable
Common	02/04/2022	Performance Shares	Issuer			255	02/04/2022	Not Applicable
Common	01/31/2023	Performance Shares	Issuer			914	01/31/2023	Not Applicable
Common	01/31/2023	Performance Shares	Issuer			604	01/31/2023	Not Applicable
Common	01/31/2023	Performance Shares	Issuer			180	01/31/2023	Not Applicable
Common	01/31/2023	Performance Shares	Issuer			120	01/31/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	04/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Connie Hui Kwong
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)