Form 144: Proposed sale reports 15,050 MXL shares

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice related to proposed sales of Common Stock for filer activities on 04/29/2026.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice related to proposed sales of Common Stock for filer activities on 04/29/2026. The filing lists multiple blocks of restricted stock grants with stated share counts and shows a sale of 15,050 shares on 04/27/2026 for $771,948.29.

Key Figures

Sale in past 3 months: 15,050 shares Aggregate sale amount: $771,948.29 Filer figure: 238,844.00 +3 more

6 metrics

Sale in past 3 months 15,050 shares sold on 04/27/2026

Aggregate sale amount $771,948.29 proceeds reported for 15,050 shares on 04/27/2026

Filer figure 238,844.00 listed under filer information on 04/29/2026

Restricted stock lot 483 shares restricted stock grant dated 05/20/2021

Restricted stock lot 1,331 shares restricted stock grant dated 05/20/2021

Restricted stock lot 969 shares restricted stock grant dated 05/20/2021

Key Terms

Form 144, Restricted Stock, Employee Stock Purchase Plan

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"05/20/2021 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Employee Stock Purchase Plan financial

"11/15/2021 | Employee Stock Purchase Plan | Issuer"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for MXL report?

It reports a proposed sale of Common Stock by a filer, including a recent sale of 15,050 shares. The filing lists restricted stock lot counts and shows a sale on 04/27/2026 for $771,948.29.

How many shares were sold in the past three months for MXL?

The filing shows a sale of 15,050 shares on 04/27/2026. The transaction is reported with a corresponding aggregate amount of $771,948.29 in the Form 144 excerpt provided.

Which types of securities are listed in the MXL Form 144?

The excerpt lists Restricted Stock grant lots and shares from an Employee Stock Purchase Plan. Several restricted-stock grant counts (e.g., 483, 349, 581, 1,331, 405, 969) appear in the securities table.

Who is the filer named in the MXL Form 144?

The filing identifies Morgan Stanley Smith Barney LLC Executive Financial Services as a filer entry and lists an individual address for Connie Kwong tied to the reported sale of 15,050 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/29/2026 - 04:03 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001666994
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MAXLINEAR, INC.
SEC File Number	001-34666
Address of Issuer	5966 La Place Court Suite 100 Carlsbad CALIFORNIA 92008
Phone	760-692-0711
Name of Person for Whose Account the Securities are To Be Sold	CONNIE KWONG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4118	238844.00	89545959	04/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/20/2021	Restricted Stock	Issuer			483	05/20/2021	Not Applicable
Common	02/20/2023	Restricted Stock	Issuer			349	02/20/2023	Not Applicable
Common	08/20/2022	Restricted Stock	Issuer			581	08/20/2022	Not Applicable
Common	05/20/2021	Restricted Stock	Issuer			1331	05/20/2021	Not Applicable
Common	11/15/2021	Employee Stock Purchase Plan	Issuer			405	11/15/2021	Cash
Common	05/20/2021	Restricted Stock	Issuer			969	05/20/2021	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CONNIE KWONG 5966 La Place Court Suite 100 Carlsbad CA 92008	Common	04/27/2026	15050	771948.29

144: Remarks and Signature

Remarks
Date of Notice	04/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Connie Hui Kwong
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)