STOCK TITAN

Mynd.ai (MYND) GC sees 20,769 ADS withheld to cover RSU taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mynd.ai, Inc. General Counsel Allyson G. Krause had 20,769 American Depository Shares (ADS) withheld by the company at $0.32 per ADS to cover income tax obligations. This was a tax-withholding disposition tied to the vesting and net settlement of previously reported restricted stock units granted under the company’s equity incentive plan.

The filing states this event is not an open-market sale by Krause. After the withholding, she directly holds 469,840 ADS. Each ADS represents ten ordinary shares of Mynd.ai, Inc.

Positive

  • None.

Negative

  • None.
Insider Krause Allyson G.
Role General Counsel
Type Security Shares Price Value
Tax Withholding American Depository Shares ("ADS") 20,769 $0.32 $7K
Holdings After Transaction: American Depository Shares ("ADS") — 469,840 shares (Direct)
Footnotes (1)
  1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company"). This transaction is not a sale by the reporting person. Rather, the transaction represents ADS that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units ("RSUs") granted under the Issuer's equity incentive plan.
ADS withheld for taxes 20,769 ADS Withheld to satisfy income tax obligations on RSU vesting
Withholding reference price $0.32 per ADS Price per ADS used in tax-withholding disposition
Holdings after transaction 469,840 ADS Directly held by Allyson G. Krause following withholding
ADS to ordinary share ratio 1 ADS = 10 ordinary shares Each ADS represents ten ordinary shares, par value $0.001
American Depository Shares financial
"Each ADS represents ten (10) ordinary shares, par value $0.001 per share"
American depository shares are U.S.-listed securities that stand in for a foreign company’s ordinary shares, held by a U.S. bank which issues the ADS so investors can trade the foreign stock in U.S. dollars and on U.S. exchanges. Think of them like a locally wrapped version of a foreign product—easier to buy and sell at home—but they still carry risks from currency differences, foreign rules and potential limits on voting rights, so they affect access, liquidity and investment risk.
restricted stock units financial
"in connection with the vesting and net settlement of previously reported restricted stock units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
equity incentive plan financial
"RSUs granted under the Issuer's equity incentive plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
income tax withholding financial
"withheld by the Issuer to satisfy its income tax withholding and remittance obligations"
net settlement financial
"in connection with the vesting and net settlement of previously reported restricted stock units"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krause Allyson G.

(Last)(First)(Middle)
4550 NORTH POINT PARKWAY, SUITE 370
C/O MYND.AI, INC.

(Street)
ALPHARETTA GEORGIA 30022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Mynd.ai, Inc. [ MYND ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
American Depository Shares ("ADS")(1)04/10/2026F20,769(2)D$0.32469,840D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company").
2. This transaction is not a sale by the reporting person. Rather, the transaction represents ADS that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units ("RSUs") granted under the Issuer's equity incentive plan.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Allyson G. Krause04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Mynd.ai (MYND) report for Allyson G. Krause?

Mynd.ai reported that General Counsel Allyson G. Krause had 20,769 ADS withheld by the company at $0.32 per ADS. This was to satisfy income tax obligations related to vesting restricted stock units under the company’s equity incentive plan, not an open-market sale.

Was the Mynd.ai (MYND) Form 4 transaction an open-market sale of shares?

No, the Form 4 states the transaction was not a sale by Allyson G. Krause. The 20,769 ADS were withheld by Mynd.ai to cover income tax withholding and remittance obligations arising from RSU vesting and net settlement, as part of equity compensation administration.

How many Mynd.ai (MYND) ADS does Allyson G. Krause hold after this transaction?

After the tax-withholding disposition, Allyson G. Krause directly holds 469,840 ADS of Mynd.ai. These holdings reflect her position following the company’s withholding of 20,769 ADS to satisfy tax obligations tied to vested restricted stock units granted under the equity incentive plan.

What does one Mynd.ai (MYND) American Depository Share represent?

Each Mynd.ai American Depository Share (ADS) represents ten ordinary shares with a par value of $0.001 per share. This ADS structure allows investors to hold a bundled interest in the company’s ordinary shares through a single traded ADS security, simplifying trading and custody.

Why did Mynd.ai (MYND) withhold ADS from Allyson G. Krause?

Mynd.ai withheld 20,769 ADS from Allyson G. Krause to satisfy the company’s income tax withholding and remittance obligations. This withholding was connected to the vesting and net settlement of previously reported restricted stock units granted under its equity incentive plan, per the Form 4 footnote.