Nuveen Quality Municipal fund VP named reporting person
Nuveen Quality Municipal Income Fund (NAD) had an initial ownership report filed by Parth Doshi, who is identified as a Vice President of the fund.
Rhea-AI Filing Summary
Nuveen Quality Municipal Income Fund (NAD) had an initial ownership report filed by Parth Doshi, who is identified as a Vice President of the fund. This Form 3 does not list any holdings or report any buy, sell, or derivative transactions in the fund’s securities.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions reported: 0 transactions
Sell transactions reported: 0 transactions
Holding entries reported: 0 holdingEntries
3 metrics
Buy transactions reported
0 transactions
Buy transactions in the transactionSummary for this Form 3
Sell transactions reported
0 transactions
Sell transactions in the transactionSummary for this Form 3
Holding entries reported
0 holdingEntries
Number of holding entries in the transactionSummary
Key Terms
Form 3, reporting person, beneficial ownership
3 terms
Form 3 regulatory
"This Form 3 does not list any holdings or report any buy, sell"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"It records that Vice President Parth Doshi is a reporting person"
beneficial ownership financial
"The filing is an initial statement of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
What does this Form 3 filing mean for Nuveen Quality Municipal Income Fund (NAD)?
It records that Vice President Parth Doshi is a reporting person for Nuveen Quality Municipal Income Fund. The filing is an initial statement of beneficial ownership and does not disclose any transactions or specific holdings.
Are any holdings in Nuveen Quality Municipal Income Fund reported for Parth Doshi?
No. The structured data shows 0 holdingEntries and an empty derivative position list, so no specific share or option holdings are disclosed for Parth Doshi in this Form 3.
What role does the reporting person have at Nuveen Quality Municipal Income Fund (NAD)?
The reporting person, Parth Doshi, is identified as an officer with the title Vice President of Nuveen Quality Municipal Income Fund in this Form 3 filing.
Does this Form 3 for NAD indicate any trading plan under Rule 10b5-1?
No. The document-level Rule 10b5-1 indicator is null, and there are no transactions or footnotes describing a trading plan, so no Rule 10b5-1 trading activity is disclosed.
AI-generated analysis. How Rhea-AI works. Not financial advice.