Nuveen muni fund lists manager with no holdings
Nuveen Quality Municipal Income Fund (NAD) filed an initial statement of beneficial ownership (Form 3) for reporting person Kristen Dejong, identified as a Portfolio Manager.
Rhea-AI Filing Summary
Nuveen Quality Municipal Income Fund (NAD) filed an initial statement of beneficial ownership (Form 3) for reporting person Kristen Dejong, identified as a Portfolio Manager. The filing does not report any current holdings or any transactions in securities of Nuveen Quality Municipal Income Fund.
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Key Terms
Portfolio Manager
1 terms
Portfolio Manager financial
"other: "Portfolio Manager""
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
FAQ
What does the Form 3 filed for NAD disclose about insider holdings?
The Form 3 for Nuveen Quality Municipal Income Fund (NAD) lists Kristen Dejong as a reporting person and Portfolio Manager, but reports no current holdings and no transactions in the fund’s securities.
Who is the reporting person on the NAD Form 3?
The reporting person is Kristen Dejong, identified in the filing as a Portfolio Manager. The Form 3 serves as an initial statement of beneficial ownership with no positions or trades reported.
Does the NAD Form 3 show any insider buying or selling?
No. The Form 3 for NAD shows no reported purchases or sales of Nuveen Quality Municipal Income Fund securities by the reporting person. All transaction-related counts in the summary are zero.
Is Kristen Dejong a director or officer of Nuveen Quality Municipal Income Fund (NAD)?
According to the Form 3, Kristen Dejong is not a director or officer of Nuveen Quality Municipal Income Fund. The filing identifies Dejong’s role as Portfolio Manager and indicates none of the director or officer boxes are checked.
Does the NAD Form 3 mention a Rule 10b5-1 trading plan?
No. The document-level indicator related to Rule 10b5-1 trading plans is null, and there are no transactions or footnotes describing any trading plan for Kristen Dejong in Nuveen Quality Municipal Income Fund securities.
AI-generated analysis. How Rhea-AI works. Not financial advice.