Welcome to our dedicated page for Neuberger Municipal Fund SEC filings (Ticker: NBH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Neuberger Municipal Fund Inc. and Neuberger Next Generation Connectivity Fund Inc. are asking stockholders to elect three Class III directors – Tom D. Seip, Franklyn E. Smith, and Joseph V. Amato – to terms running until the 2029 annual meeting. All common and preferred holders (for NBH) vote together as a single class, with a majority of outstanding shares required.
For Neuberger Next Generation Connectivity Fund only, stockholders are also asked to vote on a non-binding proposal from Saba Capital that would declassify the board so all directors stand for annual election. The NBXG board unanimously recommends voting against this proposal, citing the benefits of a classified board for continuity, independence, and protection against short-term activist agendas in a limited-term closed-end fund. The proxy also outlines director qualifications, committee structures, compensation, auditor fees, and major shareholdings, including Saba’s 9.58% NBXG stake.
Bank of America Corporation and its subsidiary Merrill Lynch, Pierce, Fenner & Smith, as reporting persons for Neuberger Municipal Fund Inc. (NBH), reported mixed indirect trades in the fund’s common stock on May 20, 2026. They executed two open-market sales totaling 3,200 shares at $10.1109 per share and one open-market purchase of 3,200 shares at $10.26 per share, leaving 3,200 shares indirectly held after the transactions. The footnotes state that each reporting person disclaims beneficial ownership except to any pecuniary interest and that any profit potentially recoverable under Section 16(b) will be remitted to the issuer.
NBH submitted a Form N-CEN annual report providing standardized fund-level governance, service-provider and operational disclosures for the reporting period. The filing lists empty template fields for many items and includes detailed Principal Transactions line items showing individual dealer trade values such as 43,948,730.5, 45,160,783.7, 49,573,370, and several other per-dealer amounts.
The report itemizes administrators, custodians, transfer agents, pricing services, underwriters and advisers in table form, and records checks on securities lending, expense limitations, and insurance. Many fields remain unpopulated in the excerpt; the principal-transactions rows provide the clearest quantitative activity in this excerpt.
Neuberger Municipal Fund Inc. (NBH) reports fiscal-year 2025 results showing modest gains but benchmark underperformance. For the 12 months ended October 31, 2025, the Fund returned 2.24% on a net asset value (NAV) basis and 1.33% at market price, versus 5.72% for the Bloomberg 10-Year Municipal Bond Index. Net investment income applicable to common stockholders was $14.7 million, or $0.50 per share, while realized and unrealized losses on investments reduced total return.
The Fund paid $0.65 per common share in distributions during the year, including $0.15 per share classified as tax return of capital. Net assets applicable to common stockholders declined from $352.3 million to $337.8 million, with year-end NAV of $11.41 and market price of $10.31. The portfolio is heavily invested in municipal notes across many states, with significant exposure to New York, California, Texas, Wisconsin and Illinois, and continues to employ leverage via $227.9 million of Variable Rate Municipal Term Preferred Shares.
The filing Amendment No. 6 to Schedule 13D reports that Saba Capital Management, L.P., Saba Capital Management GP, LLC and Boaz R. Weinstein together beneficially own 1,463,030 common shares of Neuberger Berman Municipal Fund Inc., representing 4.94% of the 29,618,059 shares outstanding used for calculation. The amendment updates Items 3, 5 and 7 and states the transactions disclosed were effected in the open market and are set forth in Schedule A.
Funds for the purchases came from subscription proceeds, capital appreciation and margin borrowings, and the filing reports approximately $13,688,160 was paid to acquire the reported shares. Item 4 is marked Not Applicable, no contracts or arrangements are disclosed, and the reporting persons have the right to receive dividends and sale proceeds from the shares.
Saba Capital Management, L.P., its GP and founder Boaz R. Weinstein filed Amendment No. 5 to Schedule 13D on Neuberger Berman Municipal Fund Inc. (NYSE: NBH). As of 31 Jul 2025 the reporting persons beneficially own 1,602,250 common shares, equal to 5.41 % of the fund’s 29.6 M shares outstanding. All voting and dispositive power is shared; none is held solely.
The position was accumulated for roughly $14.99 million, funded by investor capital and ordinary-course margin borrowings. The filing amends Items 3, 5 and 7 to update source of funds, ownership data and transaction detail (full trade list in Exhibit 3, Schedule A). No criminal or civil proceedings involve the filers, and there are no sole economic beneficiaries beyond the advised funds and accounts.
Event date triggering the amendment is 31 Jul 2025; the statement was signed on 4 Aug 2025 by General Counsel Michael D’Angelo. Crossing the 5 % threshold obligates public disclosure and may position Saba—known for closed-end fund activism—to engage with NBH’s board regarding discount management or other value-enhancing actions.