NewcelX raises $2.94M in private securities sale
Rhea-AI Filing Summary
NewcelX Ltd. (NCEL), a Switzerland-incorporated biotechnology company, filed a Form D for a completed exempt offering under Rule 506(b) of Regulation D. The company offered equity securities, including common shares, warrants to purchase common shares, and the common shares issuable upon warrant exercise.
The total amount sold in the offering is $2,940,234, which the company states includes the exercise price of common shares underlying the warrants at an exercise price of $4.437 per share, with $0 remaining to be sold. No sales commissions or finders’ fees were reported. The date of first sale was July 3, 2026.
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Key Figures
Total Amount Sold: $2,940,234 USD
Total Remaining to be Sold: $0 USD
Warrant Exercise Price: $4.437
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5 metrics
Total Amount Sold
$2,940,234 USD
Total amount sold in the exempt offering, including warrant exercise price
Total Remaining to be Sold
$0 USD
Amount remaining to be sold in the offering
Warrant Exercise Price
$4.437
Exercise price per common share underlying the warrants
Finders' Fees
$0 USD
Finders’ fees expenses reported for the offering
Date of First Sale
2026-07-03
Reported first sale date for securities in this exempt offering
Key Terms
Rule 506(b), Regulation D, covered securities, Investment Company Act of 1940, +1 more
5 terms
Rule 506(b) regulatory
"X | Rule 506(b) | Rule 506(c) | Securities Act Section 4(a)(5)"
Rule 506(b) is a U.S. securities exemption that lets companies sell shares or debt privately without full public registration, provided sales are primarily to accredited investors, up to 35 non‑accredited but financially knowledgeable buyers, and there is no public advertising or solicitation. It matters to investors because offerings under 506(b) usually include less public disclosure than registered securities—like buying from a private seller rather than a retail store—so buyers must do more of their own fact‑checking and rely on their financial sophistication.
Regulation D regulatory
"if the issuer is claiming a Regulation D exemption for the offering"
Regulation D is a set of rules that govern how companies can raise money from investors without going through the full process required for public stock offerings. It provides simplified options for private placements, making it easier for companies to seek investments from a smaller group of investors. For investors, it offers opportunities to invest in private companies, often with fewer restrictions, but also with different levels of risk and disclosure.
covered securities regulatory
"if the securities that are the subject of this Form D are "covered securities""
Investment Company Act of 1940 regulatory
"the Investment Company Act of 1940, or the Investment Advisers Act of 1940"
A U.S. federal law that sets the rulebook for pooled investment vehicles such as mutual funds, exchange-traded funds and similar money managers, requiring them to register with regulators, disclose holdings and fees, limit conflicts of interest, and follow governance standards. It matters to investors because these protections and transparency rules act like a referee and scoreboard, helping people compare funds, trust that managers follow fair practices, and spot hidden costs or risks.
exempt offering of securities regulatory
"FORM D Notice of Exempt Offering of Securities"
FAQ
What type of securities is NewcelX Ltd. (NCEL) offering in this Form D?
NewcelX Ltd. is offering equity securities, specifically common shares, warrants to purchase common shares, and the common shares issuable upon exercise of those warrants.
How much has NewcelX Ltd. (NCEL) raised in this exempt offering?
NewcelX Ltd. reports a total amount sold of $2,940,234 in the offering, with $0 remaining to be sold. The company states this total includes the exercise price of the common shares underlying the warrants.
What is the warrant exercise price in NewcelX Ltd.’s (NCEL) Form D offering?
The warrants issued by NewcelX Ltd. have an exercise price of $4.437 per common share. The company notes that the $2,940,234 total amount sold includes the exercise price of the common shares underlying these warrants.
Under which exemption is NewcelX Ltd. (NCEL) conducting this securities offering?
NewcelX Ltd. is conducting the offering under Rule 506(b) of Regulation D, a federal exemption that allows certain private offerings of securities without full SEC registration, subject to the rule’s conditions.
Did NewcelX Ltd. (NCEL) pay any sales commissions or finders’ fees in this offering?
No. NewcelX Ltd. reports no sales commissions and no finders’ fees for this exempt offering, and specifically lists $0 in finders’ fees expenses.
When did NewcelX Ltd. (NCEL) first sell securities in this Form D offering?
NewcelX Ltd. reports the date of first sale for this offering as July 3, 2026, indicating when investors first purchased securities under this exemption.
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