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National CineMedia (NCMI) CLO vests RSUs and sells shares to cover taxes

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

National CineMedia, Inc. Chief Legal Officer Maria VG Woods reported compensation-related stock activity involving restricted stock units and common shares. On June 30, 2026, restricted stock units converted into 25,833 shares of common stock at a price of $0.00 per share upon vesting. On July 2, 2026, she sold 12,058 shares of common stock at an average price of $3.7724 per share, with the footnotes explaining this sale was made on the open market to cover tax obligations from the vesting. Following these transactions, she directly holds 163,162 shares of National CineMedia common stock.

Positive

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Insider Woods Maria VG
Role Chief Legal Officer
Sold 12,058 shs ($45K)
Type Security Shares Price Value
Sale Common Stock 12,058 $3.7724 $45K
Exercise Restricted Stock Units 25,833 $0.00 --
Exercise Common Stock 25,833 $0.00 --
Holdings After Transaction: Common Stock — 163,162 shares (Direct); Restricted Stock Units — 0 shares (Direct)
Footnotes (1)
  1. Represents acquisition of common stock upon vesting of restricted stock units. Represents the sale of securities on the open market to satisfy the tax obligation upon the vesting of restricted stock units pursuant to the terms of the award agreement. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.
RSUs converted 25,833 shares Restricted stock units vested into common stock on June 30, 2026
Sale volume 12,058 shares Common stock sold on July 2, 2026
Sale price $3.7724 per share Average price for July 2, 2026 open-market sale
Post-transaction holdings 163,162 shares Direct common stock held after reported transactions
RSU conversion price $0.00 per share Conversion of RSUs into common stock on June 30, 2026
Restricted Stock Units financial
"security_title": "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open market financial
"sale of securities on the open market to satisfy the tax obligation"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
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FAQ

How many National CineMedia (NCMI) shares did Maria VG Woods sell?

She sold 12,058 shares of National CineMedia common stock. The sale occurred at an average price of $3.7724 per share and, according to the footnotes, was executed to satisfy tax obligations from restricted stock unit vesting.

Why were NCMI shares sold following the RSU vesting for Maria VG Woods?

The filing states the shares were sold to satisfy tax obligations tied to RSU vesting. The open-market sale of 12,058 shares was carried out pursuant to the award agreement terms, making this a compensation-driven, rather than discretionary, sale.

How many NCMI shares does Maria VG Woods hold after these transactions?

After the reported transactions, Maria VG Woods directly holds 163,162 shares of National CineMedia common stock. This post-transaction balance reflects both the RSU conversion into common stock and the subsequent sale of shares to cover related tax liabilities.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Woods Maria VG

(Last)(First)(Middle)
C/O NATIONAL CINEMEDIA, INC.
6300 S. SYRACUSE WAY

(Street)
CENTENNIAL COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
National CineMedia, Inc. [ NCMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026M25,833(1)A$0175,220D
Common Stock07/02/2026S12,058(2)D$3.7724163,162D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0(3)06/30/2026M25,83306/30/202606/30/2026Common Stock25,833$00D
Explanation of Responses:
1. Represents acquisition of common stock upon vesting of restricted stock units.
2. Represents the sale of securities on the open market to satisfy the tax obligation upon the vesting of restricted stock units pursuant to the terms of the award agreement.
3. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.
/s/ Jeremy Gibb, as attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)