NCNO (NASDAQ: NCNO) files Form 144 to sell 9,693 vested shares

Rhea-AI Filing Summary

NCNO submitted a Form 144 reporting a proposed sale of 9,693 shares of Common Stock associated with Restricted Stock Vesting dated 05/01/2026. The filing also discloses a prior sale of 5,747 shares on 04/02/2026 for $96,285.24.

Key Figures

Shares proposed for sale: 9,693 shares Vesting / sale date: 05/01/2026 Shares sold in past 3 months: 5,747 shares +1 more

4 metrics

Shares proposed for sale 9,693 shares Proposed sale tied to Restricted Stock Vesting dated 05/01/2026

Vesting / sale date 05/01/2026 Date associated with the restricted stock vesting and proposed sale

Shares sold in past 3 months 5,747 shares Sale reported on 04/02/2026 in the filing's recent-sales section

Proceeds reported for prior sale $96,285.24 Proceeds shown for the 5,747-share sale on 04/02/2026

Key Terms

Form 144, Restricted Stock Vesting, Compensation

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Common | 05/01/2026 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"9693 | 05/01/2026 | Compensation"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	9693	174622.30	114534701	05/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/01/2026	Restricted Stock Vesting	Issuer			9693	05/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
April Rieger 6770 Parker Farm Drive Wilmington NC 28405	Common	04/02/2026	5747	96285.24

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does NCNO's Form 144 report?

The Form 144 reports a proposed sale of 9,693 shares tied to restricted stock vesting on 05/01/2026. It also lists a prior sale of 5,747 shares on 04/02/2026 for $96,285.24.

Who is the broker or intermediary listed on the Form 144 for NCNO?

The filing lists Fidelity Brokerage Services LLC at the address shown. This identifies the brokerage handling the proposed sale, as recorded on the Form 144 filing.

Are the shares being sold part of compensation at NCNO?

Yes. The Form 144 indicates the shares to be sold arise from Restricted Stock Vesting and are labeled as Compensation, showing the source of the shares being offered for sale.

How many shares were sold recently by the reporting person?

The filing discloses a sale of 5,747 shares on 04/02/2026 with proceeds of $96,285.24. That transaction is listed in the "Securities Sold During The Past 3 Months" section.

Does this Form 144 indicate who receives sale proceeds?

The Form 144 does not state a change in who receives proceeds; it attributes the shares to Issuer compensation (restricted stock vesting). The filing lists the broker but does not assign proceeds beyond the listed transactions.