NCNO (NASDAQ: NCNO) affiliate reports multiple share sales and planned transfers

Rhea-AI Filing Summary

NCNO Form 144 filing reports planned and recent sales of Common Stock by an affiliate. The filing lists proposed transfers tied to compensation events: 8,524 shares from a Restricted Stock Vesting on 05/01/2026 and 8,065 shares from an Option Granted - 02/01/2017 with a related date of 05/05/2026. It also discloses three completed sales by Sean Desmond: 5,747 shares on 04/02/2026 for $96,285.24, 15,440 shares on 04/06/2026 for $263,406.40, and 22,073 shares on 05/04/2026 for $397,651.72.

Insights

Equity Capital Markets Analyst

Form 144 shows routine insider sales and planned transfers tied to compensation events.

The filing lists three recent dispositions by Sean Desmond with exact share counts and proceeds; these are typical Section 144 notices required for restricted/affiliate sales into the public market. The document also identifies securities associated with a restricted stock vesting and an option-related transaction dated in early May 2026.

Cashflow recipient(s) for the completed sales are the selling holder(s) shown; the filing does not state any lockup or sale method. Subsequent SEC filings may show completion details or clearing information.

Key Figures

Sale on 05/04/2026: 22,073 shares Sale on 04/06/2026: 15,440 shares Sale on 04/02/2026: 5,747 shares +2 more

5 metrics

Sale on 05/04/2026 22,073 shares sold for $397,651.72

Sale on 04/06/2026 15,440 shares sold for $263,406.40

Sale on 04/02/2026 5,747 shares sold for $96,285.24

Restricted Stock Vesting 8,524 shares event dated 05/01/2026

Option-related shares 8,065 shares listed with 'Option Granted - 02/01/2017' and date 05/05/2026

Key Terms

Form 144, Restricted Stock Vesting, Option Granted - 02/01/2017, Fidelity Brokerage Services LLC

4 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Common | 05/01/2026 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Option Granted - 02/01/2017 financial

"Option Granted - 02/01/2017 | Issuer | 8065 | 05/05/2026"

Fidelity Brokerage Services LLC market

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

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Accepted by SEC EDGAR 05/05/2026 - 09:57 AM Learn about SEC filing dates

FAQ

What does NCNO's Form 144 disclose about Sean Desmond's recent sales?

The filing discloses three completed sales by Sean Desmond: 5,747 shares on 04/02/2026 for $96,285.24, 15,440 shares on 04/06/2026 for $263,406.40, and 22,073 shares on 05/04/2026 for $397,651.72. These figures are listed verbatim in the filing excerpt.

Does the filing show any proposed transfers tied to compensation for NCNO?

Yes. The filing lists 8,524 shares associated with Restricted Stock Vesting on 05/01/2026 and 8,065 shares tied to an Option Granted - 02/01/2017 with an associated date of 05/05/2026. The filing presents these as securities to be sold.

Who is the broker or intermediary named in the Form 144 excerpt for NCNO?

The excerpt names Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield RI 02917; this appears under securities/broker details in the filing content provided. No further broker role or transaction method is specified in the excerpt.

What proceeds were reported from the largest single sale in the excerpt?

The largest reported single sale in the excerpt is 22,073 shares sold on 05/04/2026 for $397,651.72. That amount is listed directly in the filing text as the cash value for that transaction.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	16589	299265.56	114534701	05/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/01/2026	Restricted Stock Vesting	Issuer			8524	05/01/2026	Compensation
Common	05/05/2026	Option Granted - 02/01/2017	Issuer			8065	05/05/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Sean Desmond 6770 Parker Farm Drive Wilmington NC 28405	Common	04/02/2026	5747	96285.24
Sean Desmond 6770 Parker Farm Drive Wilmington NC 28405	Common	04/06/2026	15440	263406.40
Sean Desmond 6770 Parker Farm Drive Wilmington NC 28405	Common	05/04/2026	22073	397651.72

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)