Welcome to our dedicated page for Nocera SEC filings (Ticker: NCRA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nocera, Inc. (NASDAQ:NCRA) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures, including registration statements, current reports, and proxy materials. These documents explain how Nocera structures its financing, describes its aquaculture and acquisition-focused business, and outlines key shareholder proposals.
Among the notable filings are registration statements on Form S-1 and amendments, which describe Nocera’s business overview, including its focus on designing, developing and producing large-scale recirculating aquaculture systems (RASs) and providing consulting, technology transfer, and project management services for aquaculture facilities. These filings also detail offerings of common stock issuable upon conversion of Series B Convertible Non-Voting Preferred Stock.
Nocera’s Current Reports on Form 8-K document material events such as entry into securities purchase agreements for senior secured convertible notes with an institutional investor, the creation of direct financial obligations, and the terms under which these notes convert into common stock. Other 8-K filings describe the issuance of Series B Preferred Stock, related registration rights agreements, and executive employment agreements.
The company’s definitive proxy statement on Schedule 14A outlines matters submitted to shareholders, including the election of directors, ratification of the independent auditor, approval of potential share issuances upon conversion of preferred stock and senior secured convertible notes, and proposed amendments to its articles of incorporation for a reverse stock split and an increase in authorized common shares.
On Stock Titan, these filings are updated from the SEC’s EDGAR system and can be paired with AI-powered summaries that highlight key terms, capital structure changes, conversion mechanics, and shareholder authorization requests. Users can quickly locate annual and quarterly reporting referenced in proxy materials, review the details of convertible instruments and preferred stock designations, and examine how Nocera’s governance and financing decisions are presented in its official SEC documents.
Nocera, Inc. reported that Nasdaq has notified the company its stock no longer meets the $1.00 minimum bid price requirement, triggering a 180‑day compliance period ending August 3, 2026. The shares continue trading on the Nasdaq Capital Market under the symbol NCRA while the company evaluates options.
The board replaced prior auditor Enrome LLP with SFAI Malaysia PLT, noting Enrome’s past reports contained no adverse opinions and there were no disagreements or reportable events. Directors also approved a one‑time bonus for the CEO equal to 10% of total net proceeds from certain financing transactions.
Nocera completed its previously announced $2,000,000 Bitcoin treasury allocation by purchasing the remaining $1,000,000 tranche on January 29, 2026, acquiring approximately 12 Bitcoin at an average price of about $83,000 per Bitcoin.
Nocera, Inc. has begun implementing a previously announced plan to use part of its cash to buy Bitcoin for its corporate treasury. The company allocated $2,000,000 for this strategy.
On January 25, 2026, Nocera completed the first $1,000,000 tranche by purchasing approximately 11 Bitcoin at an average price of about $87,125 per Bitcoin. The company plans to purchase the remaining amount at a later time, subject to market conditions.
Nocera, Inc. reported results of its 2025 annual stockholder meeting held virtually on January 12, 2026. As of the October 29, 2025 record date, 14,373,597 common shares were outstanding and entitled to vote, and 12,552,055 shares were represented, forming a quorum.
Stockholders elected five directors and ratified Enrome LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025. They also approved, for Nasdaq Listing Rule 5635(d) purposes, potential issuances of common stock above 19.99% of outstanding shares upon conversion of Series B Convertible Non-Voting Preferred Stock and senior secured convertible notes, including at prices below the Nasdaq Minimum Price.
In addition, stockholders approved amendments to the Articles of Incorporation authorizing a reverse stock split of the issued and outstanding common stock at a ratio between 1-for-5 and 1-for-100, to be implemented at the Board’s discretion within the next year, and increasing authorized common shares from 200,000,000 to 2,000,000,000.
Nocera, Inc. insider transaction: Chief Financial Officer Shun-Chih Chuang reported a bona fide gift of 300,000 shares of Nocera, Inc. common stock on 12/04/2025. The shares were transferred to a third party for no consideration, meaning there was no purchase price paid for the stock. Following this gift, Chuang directly beneficially owned 220,001 shares of Nocera common stock. The report notes that this filing was made late but clarifies that the transfer was a genuine gift of shares rather than a sale.
Nocera, Inc. is registering up to 45,000,000 shares of common stock for resale by a single selling stockholder, issuable upon conversion of 13,500 shares of Series B Convertible Non-Voting Preferred Stock from an August 29, 2025 private placement. The company will not receive any proceeds from these resales.
Nocera designs and supplies recirculating aquaculture systems and trades seafood, mainly eel, with operations centered in Taiwan. Net sales were about
Auditors have raised substantial doubt about Nocera’s ability to continue as a going concern after operating losses of
Nocera, Inc. (NCRA) is asking shareholders to vote at its virtual 2025 Annual Meeting on January 12, 2026. Owners of 14,373,597 common shares as of November 3, 2025 can vote online. Shareholders will elect five directors, ratify Enrome LLP as auditor for 2025, and consider several capital structure changes.
Key proposals seek approval, under Nasdaq Listing Rule 5635(d), for potential issuances of common stock from conversion of recently issued Series B Convertible Non-Voting Preferred Stock and senior secured convertible notes, each of which could exceed 19.99% of current common shares and be priced below the Nasdaq Minimum Price. The Board also requests authority to implement a reverse stock split at a ratio between 1-for-5 and 1-for-100 and to increase authorized common stock from 200,000,000 to 2,000,000,000 shares. The Board unanimously recommends voting in favor of all six proposals.
Nocera, Inc. filed a preliminary proxy for its 2025 Annual Meeting, to be held virtually on January 5, 2026. Shareholders are asked to elect five directors and ratify Enrome LLP as auditor for the year ending December 31, 2025.
The agenda includes three capital actions: (1) approval under Nasdaq Listing Rule 5635(d) to permit potential issuances above 19.99% of outstanding shares upon conversion of Series B Convertible Non‑Voting Preferred Stock; (2) a reverse stock split at a Board‑selected ratio between 1:5 and 1:100; and (3) an increase in authorized common shares from 200,000,000 to 2,000,000,000. A separate 5635(d) approval is requested for potential issuances upon conversion of senior secured convertible notes under an October 31, 2025 Securities Purchase Agreement.
The Board recommends “FOR” all proposals. The record date is November 3, 2025, with 14,373,597 shares of common stock outstanding as of that date.
Nocera, Inc. (NCRA) completed an initial closing under its securities purchase agreement, issuing a senior secured convertible note with principal of $8,000,000 for a purchase price of $7,280,000.
The note carries 9% annual interest, payable monthly in arrears, and matures on
The note ranks senior to other indebtedness (with stated exceptions) and is secured by a first‑priority security interest in substantially all assets purchased or acquired with the note proceeds, under a Pledge and Security Agreement and an Account Control Agreement dated
Nocera, Inc. entered a Securities Purchase Agreement for senior secured convertible notes of up to $300,000,000. The company expects an initial note with $8,000,000 principal for a $7,280,000 purchase price at the initial closing, subject to conditions. The notes carry 9% annual interest, payable monthly, mature in 24 months, and default interest increases to 18%.
Conversion is priced at the lower of the prior-close/five-day average at closing or 93% of the lowest 10-day VWAP before conversion, but not below a Floor Price and subject to Nasdaq limits. The notes rank senior and are secured by a first‑priority lien on assets purchased with note proceeds. Conversions are capped by a 4.99% Beneficial Ownership Limitation, adjustable up to 9.99% effective on day 61 after notice.
During the Covenant Period, Variable Rate Transactions require the Investor’s written consent, and the Investor may participate in up to 25% of equity or equity‑linked financings until the later of the second anniversary or the last closing date. Nocera will seek stockholder approval within 60 days to permit share issuance under Nasdaq rules and to increase authorized capital to 2 billion shares, and will file a Form S‑3 within 30 days (target effectiveness in 90 days) to register resale of conversion shares. Curvature Securities LLC acted as placement agent; A.G.P./Alliance Global Partners was advisor.