Welcome to our dedicated page for Intercont (Cayman) SEC filings (Ticker: NCT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Intercont (Cayman)'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Intercont (Cayman)'s regulatory disclosures and financial reporting.
Intercont (Cayman) Limited has filed a Form F-3 shelf registration to offer up to US$200,000,000 of Class A ordinary shares, debt securities, warrants, rights and units, in one or more offerings. Class A shares trade on Nasdaq as “NCT,” with a public float of US$90.8 million as of August 12, 2026.
The company is a Cayman holding entity whose operations are conducted through shipping subsidiaries in Hong Kong and a Singapore subsidiary, with all recent revenues from global maritime shipping. A seaborne pulping business is planned but not yet launched. A 25:1 share consolidation became effective April 2, 2026.
Recent financings include a July 2026 unit offering of 8,000,000 units with short-term warrants and a separate equity purchase agreement with White Lion Capital for up to US$10 million in Class A shares. A prior prepaid share purchase facility with Streeterville Capital for up to US$10 million has been terminated.
Key risks highlighted include Cayman holdco/Asian subsidiary structure, extensive legal and regulatory uncertainty related to Hong Kong and potential PRC oversight, HFCAA-related U.S. delisting risk, going-concern emphasis dependent on shareholder support, heavy customer concentration, exposure to tariffs and geopolitical tensions, volatile freight markets, and evolving environmental and data-privacy rules.
Intercont (Cayman) Ltd filed an initial ownership report for WONG KHAI MENG, who serves as an independent director. The filing is a Form 3 and lists no reportable transactions or equity holdings, and no derivative positions are shown in this initial statement.
Intercont (Cayman) Ltd filed an initial ownership report for LEE CHEE WAI, who serves as an Independent Director. The filing lists no reportable equity transactions or derivative positions and provides no holding entries as of the reporting date.
Intercont (Cayman) Ltd filed an initial statement of beneficial ownership for CHAN KELVIN ZHI HONG. He is identified as an Independent Director and not a 10% owner. The filing does not report any specific equity holdings or transactions at this time.
Intercont (Cayman) Limited restructured its board on August 5, 2026. Three independent directors — Dahong Li, Michael Schumann and Yuanmei Ma — resigned for personal reasons, with no disagreements cited regarding operations, policies, procedures or practices. They also left their roles on the audit, compensation, nominating and corporate governance, and strategic development committees.
The company simultaneously appointed Chan Kelvin Zhi Hong, Lee Chee Wai and Wong Khai Meng as new independent directors, bringing capital markets, AI/technology, and accounting and corporate finance experience. Board committees were reconstituted, with Wong chairing the Audit Committee, Chan chairing the Compensation Committee, and Lee chairing the Nominating and Corporate Governance Committee; Chan was designated an audit committee financial expert. The board determined all three new directors meet Nasdaq independence standards and stated there are no related party transactions requiring disclosure.
Intercont (Cayman) Limited has completed a best-efforts public offering of 8,000,000 units, each consisting of one Class A ordinary share and one warrant, at $0.79 per unit, for gross proceeds of about $6.32 million before fees and expenses.
Each warrant carries an exercise price of $0.869 per Class A ordinary share, is exercisable immediately, and expires six months from issuance. Prime Number Capital, LLC will receive a 5% cash fee, a 1% expense allowance, and up to $100,000 for additional costs. Company officers, directors, and certain shareholders agreed to 180-day lock-ups, and the net proceeds are intended for business expansion, working capital, and other general corporate purposes.
Intercont (Cayman) Limited (NCT) is offering up to 8,000,000 Units, each comprising one Class A Ordinary Share and one Warrant, at an assumed public offering price of $0.79 per Unit. The registration covers up to 16,000,000 Class A Ordinary Shares underlying the Warrants. Each Warrant has an initial exercise price of $0.869, is exercisable for six months from issuance, and also permits a zero exercise price option under which up to 16,000,000 Class A Ordinary Shares may be issued. The prospectus states the Unit price is at a significant discount to the recent market price of $2.87 per share and that the Company does not expect to receive proceeds from Warrant exercises because holders are expected to elect the zero exercise price option. The offering is on a best-efforts basis with no minimum closing amount; estimated gross proceeds at maximum subscription are $6,320,000 before fees, with placement agent commissions of 5% plus a 1% expense allowance.
Intercont (Cayman) Limited filed an amended Form F-1 to register a primary offering of up to 8,000,000 Units, each consisting of one Class A Ordinary Share and one Warrant, at an assumed initial public offering price of $0.79 per Unit. The registration also covers up to 16,000,000 Class A Ordinary Shares issuable upon exercise of the Warrants (including a zero exercise price option that would permit issuance of up to 16,000,000 shares).
The Warrants have an initial exercise price of $0.869 and include cash, cashless and a zero exercise price option; the company states it does not expect to receive proceeds from Warrant exercises. The filing notes the last reported Nasdaq sale price of the Class A Ordinary Shares was $3.40 on June 17, 2026. The offering is on a best-efforts basis with no minimum and a single closing expected around June 26, 2026. The prospectus discloses governance and jurisdictional risks, including a controlling shareholder position and HFCAA/PRC/Hong Kong regulatory considerations.
Intercont (Cayman) Limited is registering up to 8,000,000 Units, each consisting of one Class A Ordinary Share and one Warrant, and up to 16,000,000 Class A Ordinary Shares issuable upon exercise of those Warrants via a zero exercise price option. The preliminary prospectus lists an assumed initial public offering price of $0.79 per Unit and states the placement agent will market the offering on a best-efforts basis. Each Warrant has a stated exercise price of $0.869, but holders may elect a zero exercise price option that would permit issuance of up to two Class A Ordinary Shares per Warrant. The offering is described as a single‑closing best‑efforts offering with no minimum offering amount. The prospectus discloses that Beverly Holding Limited has agreed to subscribe for 650,000 Class B ordinary shares and that, assuming a full offering, Ms. Muchun Zhu would hold approximately 90.08% of the aggregate voting power, leaving the company as a controlled company.