Welcome to our dedicated page for Virtus Convertible & Income Fund II SEC filings (Ticker: NCZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Virtus Convertible & Income Fund II's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Virtus Convertible & Income Fund II's regulatory disclosures and financial reporting.
NCZ submitted a Form N-CEN annual report that catalogs fund governance, service providers, securities-lending activity, brokerage and principal trading during the reporting period.
The filing states a monthly average value of portfolio securities on loan of $29,349,448.90 and net income from securities lending of $108,283.76. Aggregate brokerage commissions paid were $530.00, and multiple principal transaction counterparties show sizable trade values (examples include $171,037,361 and $128,576,533).
Virtus Convertible & Income Fund II (NCZ) files its annual shareholder report for the fiscal year ended January 31, 2026. The Fund reported a net asset value (NAV) total return of 24.86% and a market price total return of 23.45% for the 12-month period. The Fund used leverage of $156 million, representing approximately 33% of total assets, and outperformed its blended composite benchmark of 60% ICE BofA U.S. Convertibles / 40% ICE BofA U.S. High Yield, which returned 15.06% for the same period. The portfolio managers attribute performance to broad strength in convertible securities, technology and industrial sectors, while noting consumer staples detracted. The Fund maintains a practice of seeking a specified level of monthly distributions and states that this practice did not have a material impact on investment strategy during the fiscal year.
Advisors Asset Management, Inc., a Delaware-based broker-dealer and investment adviser, reported beneficial ownership of 1,006,400 shares of common stock of Virtus Convertible & Income Fund II, representing 5.289% of the outstanding class as of 11/30/2025. AAM has sole power to vote and dispose of all 1,006,400 shares and no shared voting or dispositive power.
The shares are held in several unit investment trusts for which AAM serves as sponsor, and no single trust holds 5% or more of the fund’s common stock. AAM disclaims beneficial ownership of these shares and certifies that the position was acquired and is held in the ordinary course of business, not for the purpose of changing or influencing control of the fund.
Morgan Stanley and Morgan Stanley Smith Barney LLC filed a Schedule 13G reporting beneficial ownership of 954,846 Common Shares of Virtus Convertible & Income Fund II (NCZ), representing 5.0% of the class. The filing lists shared dispositive power over 954,846 shares, shared voting power over 1 share, and no sole voting or dispositive power. The date of the event triggering the filing is 09/30/2025.
The reporting persons certify the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. The address for both reporting persons is 1585 Broadway, New York, NY 10036.
Morgan Stanley and Morgan Stanley Smith Barney LLC filed Amendment No. 1 to a Schedule 13G reporting beneficial ownership in Virtus Convertible & Income Fund II 5.50% Series A Cumulative Preferred Shares. They report an aggregate 233,601 shares, representing 5.4% of the class, as of 09/30/2025.
The filing lists sole voting power: 0.00, shared voting power: 1.00, sole dispositive power: 0.00, and shared dispositive power: 233,601.00. The signatories certify the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Virtus Convertible & Income Fund II (NCZ) received an amended Schedule 13G filing showing Morgan Stanley and Parametric Portfolio Associates LLC reporting beneficial ownership of 1,949,265 common shares, representing 10.2% of the class.
The reporting persons list shared voting power over 221,436 shares and shared dispositive power over 1,949,265 shares, with no sole voting or dispositive power. The filing is certified as being in the ordinary course of business and not for the purpose of changing or influencing control. The stated date triggering the filing is September 30, 2025, with signatures dated November 7, 2025.
Morgan Stanley and its affiliated adviser Parametric Portfolio Associates LLC jointly filed Amendment No. 4 to Schedule 13G for Virtus Convertible & Income Fund II (NYSE: NCZ).
- They report 2,156,244 common shares beneficially owned, equal to 11.3 % of the fund’s outstanding shares as of 30 Jun 2025.
- Voting power: 0 shares sole, 254,068 shares shared.
- Dispositive power: 0 shares sole, 2,156,244 shares shared.
- Both entities are organized in Delaware; Morgan Stanley is classified as a holding company (HC) and broker-dealer, while Parametric is an investment adviser (IA).
- The stake is held in the ordinary course of business with no intent to influence control, consistent with Rule 13d-1(b) passive ownership.
The filing signals that a major global financial institution and its systematic advisory arm collectively hold a double-digit percentage of NCZ, potentially indicating institutional confidence and increasing free-float concentration.
Morgan Stanley and its subsidiary Morgan Stanley Smith Barney LLC have filed a Schedule 13G reporting a passive, >5% ownership position in Virtus Convertible & Income Fund II (ticker NCZ).
As of the event date 06/30/2025, the firms beneficially own 302,449 of the Fund’s 5.50% Series A Cumulative Preferred Shares (CUSIP 92838U702), representing 6.9% of the class. The reporting persons hold shared voting power over 2 shares and shared dispositive power over the full 302,449 shares; they possess no sole voting or dispositive authority. The filing was made under Rule 13d-1(b), indicating the securities are held in the ordinary course of business and not for the purpose of influencing control. Morgan Stanley is classified as a parent holding company; MSSB is a broker-dealer and investment adviser. Signatures were executed on 08/06/2025.