Welcome to our dedicated page for Nasdaq SEC filings (Ticker: NDAQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nasdaq, Inc. (Nasdaq: NDAQ) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Nasdaq’s filings reflect its role as a global technology company and exchange operator, and they document material events, capital structure actions, and ongoing reporting obligations for its common stock and listed debt securities.
Among the key documents are Form 8-K current reports, where Nasdaq reports significant developments. Examples include announcements of cash tender offers for its 5.350% Senior Notes due 2028 and 3.950% Senior Notes due 2052, early tender results, and pricing details, as well as quarterly financial results and the declaration of quarterly cash dividends. These filings often incorporate press releases by reference and outline the terms, caps, and acceptance priority levels for transactions involving the company’s notes.
Nasdaq’s filings also list the securities registered under Section 12(b) of the Exchange Act, including its common stock (NDAQ) and several series of senior notes that trade on The Nasdaq Stock Market under symbols such as NDAQ32, NDAQ33, NDAQ30, and NDAQ29. This information helps investors understand which instruments are listed and how they are treated for regulatory purposes.
On Stock Titan, users can review these filings alongside AI-powered summaries that highlight the main points of lengthy documents, such as the nature of a tender offer, the type of event disclosed under specific 8-K items, or the implications for Nasdaq’s outstanding obligations. Real-time updates from EDGAR, combined with structured access to Forms 8-K and other reports, make it easier to track Nasdaq’s material events, capital management activities, and ongoing disclosure practices without reading every line of each filing.
Nasdaq, Inc. Chair and CEO Adena Friedman reported charitable gifts of 113,572 shares of Nasdaq common stock, recorded as bona fide gifts with no sale proceeds. The donated shares went to a charitable institution and a donor-advised fund, and she no longer has voting or investment control over them.
After these gifts, Friedman holds 1,965,751 Nasdaq common shares directly, plus additional indirect holdings through two family trusts that each hold 73,500 shares. She also retains employee stock options covering 113,611 shares at an exercise price of $22.22, expiring on January 3, 2027, and 306,936 shares at $67.48, expiring on January 3, 2032.
Nasdaq, Inc. Chair and CEO Adena T. Friedman exercised employee stock options for 92,840 shares of Common Stock at an exercise price of $22.22 per share on March 6, 2026. She then sold 92,840 shares in an open-market transaction at a weighted-average price of $90.08 per share, resulting in 2,079,323 shares of Common Stock held directly after the sale.
The sale was carried out under a pre-arranged Rule 10b5-1(c) trading plan adopted on September 11, 2025. Following these transactions, Friedman also holds stock options covering 306,936 underlying shares at an exercise price of $67.48 per share, expiring on January 3, 2032, and has additional indirect ownership of 73,500 shares in each of two irrevocable family trusts.
NASDAQ, INC. executive Bryan Everard Smith, EVP and Chief People Officer, sold 6,000 shares of common stock in an open-market transaction on March 2, 2026 at a weighted average price of $87.24 per share. The sale was executed under a pre-arranged Rule 10b5-1(c) trading plan adopted on August 29, 2025, indicating it was scheduled in advance.
Following this transaction, Smith directly owns 70,860 shares. Footnote detail shows this figure represents a mix of vested and unvested restricted stock units, performance share units, and shares acquired through the company’s employee stock purchase plan.
Nasdaq, Inc. senior vice president, controller and principal accounting officer Michelle Lynn Daly reported an open-market sale of 4,339 shares of common stock on February 19, 2026 at a price of $81.34 per share. After this sale, she directly owns 10,643 shares, including restricted stock, performance stock units and shares purchased under the employee stock purchase plan.
Nasdaq, Inc. director Johan Torgeby reported an open-market purchase of 12,000 shares of Nasdaq common stock at a price of $79.86 per share on February 17, 2026. Following this transaction, his direct holdings total 40,797 equity interests.
These holdings represent 14,797 restricted stock units granted under Nasdaq's Equity Incentive Plan, of which 11,802 are vested as of the reporting date, and 26,000 shares of common stock acquired through open-market purchases.
Nasdaq, Inc. Chair and CEO Adena Friedman reported equity compensation transactions involving company stock. She acquired 228,455 shares of common stock at $0 through the settlement of previously granted performance share units, and 115,775 shares were disposed of at $80.42 to cover tax withholding on that settlement.
She also received a new grant of 41,740 performance share units at $0, which are tied to performance goals through December 31, 2025 and are scheduled to vest on January 4, 2027. Following these transactions, she directly holds over two million shares and employee stock options covering 206,451 shares at $22.22 and 306,936 shares at $67.48. Additional common shares are held indirectly in two family trusts for estate-planning purposes.
Smith Bryan Everard reported multiple insider transaction types in a Form 4 filing for NDAQ. The filing lists transactions totaling 39,038 shares at a weighted average price of $82.51 per share. Following the reported transactions, holdings were 78,758 shares.