Newegg CISO reports option and share holdings

Newegg Commerce, Inc. executive Hou Montaque, who serves as CISO, reported existing equity holdings in a Form 3.

Rhea-AI Filing Summary

Newegg Commerce, Inc. executive Hou Montaque, who serves as CISO, reported existing equity holdings in a Form 3. The filing shows incentive stock options tied to 34,058 shares of common stock and non-qualified stock options tied to 34,650 shares, both with a $10.95 exercise price and expiring on June 15, 2030. The report also lists direct ownership of 4,521 shares of common stock, with no new purchases or sales indicated.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Hou Montaque

Role CISO

Type	Security	Shares	Price	Value
holding	Incentive Stock Option (Right to Buy)	--	--	--
holding	Non-Qualified Stock Option (Right to Buy)	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Incentive Stock Option (Right to Buy) — 34,058 contracts (Direct); Non-Qualified Stock Option (Right to Buy) — 34,650 contracts (Direct); Common Stock — 4,521 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing by Newegg Commerce (NEGG) executive Hou Montaque show?

The Form 3 reports Hou Montaque’s existing equity stake, including stock options and common shares. It establishes baseline ownership as a corporate insider without indicating any new purchases, sales, or option exercises in this filing.

How many Newegg Commerce (NEGG) shares are covered by Hou Montaque’s stock options?

Hou Montaque holds incentive stock options tied to 34,058 Newegg common shares and non-qualified stock options tied to 34,650 shares. Both option grants carry a $10.95 exercise price and share the same June 15, 2030 expiration date.

What direct common stock ownership does Hou Montaque report in Newegg Commerce (NEGG)?

The filing lists direct ownership of 4,521 Newegg common shares by Hou Montaque. This amount represents reported holdings as of the Form 3 date and is separate from the additional shares underlying his stock option awards.

Do Hou Montaque’s Newegg (NEGG) Form 3 holdings reflect any recent buying or selling activity?

No buying or selling activity is indicated in the Form 3. The transactions are classified as holdings with unknown transaction codes, meaning the document simply reports existing positions rather than new market trades or option exercises.

What are the key terms of Hou Montaque’s Newegg (NEGG) stock options?

Hou Montaque’s incentive and non-qualified stock options each have a $10.95 exercise price and expire on June 15, 2030. Together, they relate to tens of thousands of Newegg common shares, providing long-dated equity exposure as part of compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/19/2026 - 12:09 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Hou Montaque

(Last) (First) (Middle)

21688 GATEWAY CENTER DRIVE, SUITE 300

(Street)

DIAMOND BAR CALIFORNIA 91765

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Newegg Commerce, Inc. [ NEGG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CISO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	4,521	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Incentive Stock Option (Right to Buy)	06/15/2024	06/15/2030	Common Stock	34,058	$10.95	D
Non-Qualified Stock Option (Right to Buy)	06/15/2024	06/15/2030	Common Stock	34,650	$10.95	D

Explanation of Responses:

	/s/ Montaque Hou	03/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)