Welcome to our dedicated page for Newmont SEC filings (Ticker: NEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Newmont Corporation (NEM) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. Newmont is a Delaware corporation engaged in gold ore mining and the production of copper, zinc, lead, and silver, and it is the only gold producer listed in the S&P 500 Index. Its filings offer detailed information on financial performance, leadership changes, and material corporate events that are central to understanding the company’s operations and governance.
Newmont regularly furnishes quarterly financial results through Form 8-K filings under Item 2.02, attaching news releases that discuss results for specific quarters. These filings incorporate information on attributable gold production, realized gold prices, costs applicable to sales, all-in sustaining costs, cash flow metrics, and guidance updates. While the company notes that these 8-K items are “furnished” rather than “filed” for certain liability purposes, they still provide a structured view of Newmont’s operating and financial condition.
Filings under Item 5.02 of Form 8-K detail changes in executive leadership and compensation arrangements. For example, Newmont has filed 8-Ks describing the planned retirement of its Chief Executive Officer, the appointment of a new President and CEO, and the resignation of its Chief Financial Officer along with the designation of an interim CFO. These documents outline roles, responsibilities, compensation terms, and transition agreements, giving investors insight into the company’s leadership succession planning and governance practices.
On Stock Titan, Newmont’s SEC filings are updated as they become available from EDGAR. AI-powered summaries help explain the key points of lengthy filings, highlighting items such as quarterly results, leadership transitions, and significant transactions referenced in attached exhibits. Users can quickly identify which filings relate to earnings (such as 10-Q and 10-K when available), which address corporate governance or executive changes, and which report other material events. For those tracking insider and executive activity, forms related to appointments, departures, and compensation are particularly relevant. By combining real-time access to Newmont’s filings with AI-generated explanations, this page helps investors and researchers interpret the regulatory record behind the NEM stock.
Newmont Corporation executive David John Thornton reported his initial ownership of company stock. As of January 1, 2026, he beneficially owned 35,497 shares of Newmont common stock with a par value of $1.60 per share, held directly in his name. Thornton serves as an officer of Newmont with the title MD, Americas, and this filing reflects his status as a reporting person rather than a new stock transaction.
Newmont Corporation insider Mark C. Rodgers, who serves as MD, Africa-Asia Pacific, reported his initial ownership of company stock. As of January 1, 2026, he beneficially owns 32,971 shares of Newmont common stock, $1.60 par value, held in direct form. This Form 3 filing is an initial disclosure of his holdings as a reporting officer and does not show any new stock transactions.
Newmont Corp officer David James Fry reported his initial ownership of company stock. As of the event date of January 1, 2026, he beneficially owned 31,505 shares of Newmont common stock, $1.60 par value, held directly. This filing is a Form 3, which serves as an initial statement of beneficial ownership for insiders such as officers and directors. The report shows only non-derivative common stock and lists no derivative securities like options or warrants.
Newmont Corporation executive stock transaction tied to tax withholding
Newmont Corporation executive Jennifer Cmil, EVP and Chief People Officer, reported a change in ownership of company common stock. On 12/30/2025, 609 shares of Newmont common stock were disposed of at a price of $109.43 per share, labeled with transaction code “F,” which denotes shares used to satisfy tax obligations. The filing explains that this was due to the lapsing of restrictions on retirement eligible shares to cover required FICA tax withholding and that no voluntary sales or transfers of Newmont securities were made by the reporting person. Following this tax-related transaction, Cmil beneficially owns 72,793 shares of Newmont common stock directly.
Newmont Corp (NEM) CEO and director Thomas R. Palmer reported an automatic change in his shareholdings on 12/30/2025. A total of 522 shares of Newmont common stock were disposed of at $109.43 per share under transaction code “F,” which indicates shares were withheld to cover tax obligations tied to equity compensation.
After this withholding, Palmer beneficially owns 279,401 shares of Newmont common stock in direct form. The explanation states that the change resulted from the lapsing of restrictions on retirement eligible shares and was used to satisfy required FICA tax withholding, and that no volitional sales or transfers of Newmont securities were made by Palmer in connection with this change.
Newmont Corporation director reports stock sale under trading plan
A director of Newmont Corporation reported selling 2,080 shares of Newmont common stock on December 1, 2025. The sale price was $92.36 per share, and the transaction is coded as a sale of common stock with a $1.60 par value. After this transaction, the director beneficially owns 32,709 shares of Newmont common stock in direct ownership.
The filing notes that this sale was carried out under a Rule 10b5-1 trading plan that was adopted on September 3, 2024. Such plans allow insiders to pre-arrange stock trades in advance, helping separate personal trading decisions from the timing of company information.
Bruce R. Brook filed a notice of proposed sale of common stock of the company with ticker NEM under Rule 144. The filing covers a planned sale of 2,080 common shares through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of $192,108.80, and an approximate sale date of 12/01/2025.
The shares to be sold were originally acquired through restricted stock vesting from the issuer as compensation, including 1,811 shares acquired on 04/28/2011 and 269 shares acquired on 04/26/2012. Over the past three months, Bruce R. Brook has reported additional sales of common stock, including 2,077 shares on 09/02/2025, and 2,080 shares each on 10/01/2025 and 11/03/2025, for gross proceeds of $154,923.43, $176,779.20, and $168,396.80, respectively.
Newmont Corp (NEM) reported an insider tax-withholding transaction by its SVP & CAO. On 11/03/2025, 2,702 shares of common stock were withheld at $80.97 under code “F,” which indicates shares withheld to cover taxes. The filing notes this related to the vesting of 6,175 stock‑settled RSUs. Following the withholding, the reporting person beneficially owned 29,913 shares, held directly.
Newmont (NEM) director Bruce R. Brook sold shares under a preset plan. On 11/03/2025, he sold 2,080 shares of common stock at $80.96 per share pursuant to a Rule 10b5-1 trading plan dated September 3, 2024. Following the transaction, he directly holds 34,789 shares.
Newmont Corporation (NEM) insider transaction: the CEO and director reported a sale of 5,000 shares of common stock on 11/03/2025 at a price of $81.34 per share, coded “S” for open market or private sale. Following the transaction, the reporting person beneficially owns 279,923 shares, held directly.
The filing notes the sale was undertaken for tax planning purposes in connection with the reporting person’s upcoming retirement. This disclosure was made on a Form 4 and indicates an individual insider trade rather than a company-level financing event.
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