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Equity awards expand NeoGenomics (NEO) EVP Olivo’s stock-based pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NeoGenomics Inc. executive vice president and general counsel Alicia C. Olivo reported new equity awards. On March 1, 2026, she received 147,804 stock options and 89,013 restricted stock units as compensation, both granted at an exercise/issue price of $0.00 per share.

The stock options are described as premium-price options, with the exercise price set at 110% of the closing share price on February 27, 2026. Both the options and RSUs vest in equal installments over the first three anniversaries of the grant date, and once vested, the related common shares are not subject to expiration.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Olivo Alicia C

(Last) (First) (Middle)
9490 NEOGENOMICS WAY

(Street)
FORT MYERS FL 33912

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEOGENOMICS INC [ NEO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, GC & Business Development
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 93,224 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $10.81(1) 03/01/2026 A 147,804 (2) 03/01/2036 Common Stock 147,804 $0 147,804 D
Restricted Stock Unit $0 03/01/2026 A 89,013 (3) (4) Common Stock 89,013 $0 89,013 D
Stock Option (Right to Buy) $19.12 (5) 09/30/2026 Common Stock 1,046 1,046 D
Stock Option (Right to Buy) $27.34 (6) 05/01/2027 Common Stock 1,024 1,024 D
Stock Option (Right to Buy) $48.99 (7) 05/01/2028 Common Stock 516 516 D
Stock Option (Right to Buy) $46.1 (8) 08/01/2028 Common Stock 1,117 1,117 D
Stock Option (Right to Buy) $9.45 (9) 05/01/2029 Common Stock 22,222 22,222 D
Stock Option (Right to Buy) $10.05 (10) 09/01/2029 Common Stock 46,355 46,355 D
Stock Option (Right to Buy) $19.65 (11) 05/11/2030 Common Stock 36,508 36,508 D
Performance Stock Unit $0 05/11/2026(12) (4) Common Stock 19,508 19,508 D
Restricted Stock Unit $0 (13) (4) Common Stock 6,503 6,503 D
Stock Option (Right to Buy) $16.45 (14) 02/23/2034 Common Stock 42,344 42,344 D
Performance Stock Unit $0 02/23/2027(15) (4) Common Stock 25,330 25,330 D
Restricted Stock Unit $0 (16) (4) Common Stock 8,443 8,443 D
Restricted Stock Unit $0 01/13/2026 (4) Common Stock 59,382 59,382 D
Stock Option (Right to Buy) $13.05(17) (18) 02/21/2035 Common Stock 107,450 107,450 D
Restricted Stock Unit $0 (19) (4) Common Stock 42,159 42,159 D
Explanation of Responses:
1. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 27, 2026 and multiplied by 110%.
2. On March 1, 2026, Ms. Olivo was granted 147,804 stock options. The options vest ratably over the first three anniversary dates of the grant date.
3. On March 1, 2026, Ms. Olivo was granted 89,013 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
4. Once vested, the shares of common stock are not subject to expiration.
5. On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vest ratably over the first four anniversary dates of the grant date.
6. On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
7. On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
8. On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
9. On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
10. On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.
11. On May 11, 2023, Ms. Olivo was granted 36,508 stock options. The options vest ratably over the first three anniversary dates of the grant date.
12. On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at theapplicable measurement dates, subject to continued service with the Company.
13. On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
14. On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
15. On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
16. On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
17. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.
18. On February 21, 2025, Ms. Olivo was granted 107,450 stock options. The options vest ratably over the first three anniversary dates of the grant date.
19. On February 21, 2025, Ms. Olivo was granted 63,238 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
Remarks:
/s/ Alicia C. Olivo 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NeoGenomics (NEO) report for Alicia C. Olivo?

NeoGenomics reported that EVP and general counsel Alicia C. Olivo received new equity awards. On March 1, 2026, she was granted stock options and restricted stock units as part of her compensation, rather than buying shares in the open market.

How many stock options were granted to NeoGenomics (NEO) executive Alicia C. Olivo?

Alicia C. Olivo was granted 147,804 stock options on March 1, 2026. These options vest in three equal annual installments and were issued as premium-price options with the exercise price set at 110% of a prior closing share price.

How many restricted stock units did Alicia C. Olivo receive from NeoGenomics (NEO)?

On March 1, 2026, Alicia C. Olivo received 89,013 restricted stock units. These RSUs vest ratably over the first three anniversaries of the grant date, providing time-based equity compensation tied to her continued service with NeoGenomics.

What does premium-price stock option mean in the NeoGenomics (NEO) Form 4?

The Form 4 states that certain stock options were granted as premium-price options. Their exercise price was calculated as 110% of NeoGenomics’ closing share price on a specified prior date, making them exercisable only above that higher threshold.

Over what period do Alicia C. Olivo’s new NeoGenomics (NEO) equity awards vest?

Both the 147,804 stock options and 89,013 restricted stock units granted to Alicia C. Olivo vest ratably over three years. The vesting occurs on the first, second, and third anniversaries of the March 1, 2026 grant date, contingent on continued service.

Do the NeoGenomics (NEO) equity awards to Alicia C. Olivo have an expiration once vested?

The Form 4 notes that once the related awards vest, the resulting shares of NeoGenomics common stock are not subject to expiration. This means vested shares remain outstanding without a time limit, subject to any separate trading or holding considerations.
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