Neogen director Borel receives 20,558 stock options

Borel's reported direct Restricted Stock Unit position following the award was 106,151 units.

Rhea-AI Filing Summary

NEOG director James C. Borel received grants of 20,558 options to buy common stock and 9,804 restricted stock units on October 1, 2026. Both award types vest in equal annual installments on each of the first three grant anniversaries. The options have a $12.24 exercise price and expire October 1, 2036.

Insider Trade Summary

Grant/Award: 30,362 shares

Grant/Award 2 txns

Insider BOREL JAMES C

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock (Right to Buy) F1	20,558	$0.00	$0.00
Grant/Award	Restricted Stock Units F1	9,804	$12.24	$120K

Holdings After Transaction: Common Stock (Right to Buy) — 20,558 contracts (Direct); Restricted Stock Units — 106,151 shares (Direct)

Footnotes (1)

1. F1. Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Key Figures

Options to buy common stock granted: 20,558 options Exercise price: $12.24 per share Option expiration: October 1, 2036 +2 more

5 metrics

Options to buy common stock granted 20,558 options October 1, 2026

Exercise price $12.24 per share Options to buy common stock

Option expiration October 1, 2036 Options to buy common stock

Restricted Stock Units granted 9,804 units October 1, 2026

Direct Restricted Stock Unit position after award 106,151 units Following the October 1, 2026 award

Key Terms

Restricted Stock Units, Common Stock (Right to Buy), exercise price

3 terms

Restricted Stock Units financial

"9,804 Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Common Stock (Right to Buy) technical

"Common Stock (Right to Buy)"

exercise price financial

"$12.24 exercise price"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many awards did NEOG director James C. Borel receive?

James C. Borel received grants of 20,558 options to buy common stock and 9,804 restricted stock units on October 1, 2026.

When do James C. Borel's NEOG options and restricted stock units vest?

The options and restricted stock units vest in equal annual installments on each of the first three anniversary dates of the grants.

What are the exercise price and expiration date of Borel's NEOG options?

The 20,558 options have a $12.24 exercise price and expire October 1, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 10:50 AM Accepted by SEC EDGAR 10/02/2026 - 10:49 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BOREL JAMES C

(Last) (First) (Middle)

620 LESHER PLACE

(Street)

LANSING MICHIGAN 48912

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEOGEN CORP [ NEOG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Stock Units	10/01/2026		A		9,804(1)	A	$12.24	106,151	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock (Right to Buy)	$12.24	10/01/2026		A		20,558		(1)	10/01/2036	Common Stock	20,558	$0	20,558	D

Explanation of Responses:

1. Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

	Christopher Sefcheck (attorney in fact)	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)