Neogen (NEOG) Form 4: 1,777 RSUs settle into common stock

Rhea-AI Filing Summary

Neogen Corporation (NEOG) reported an insider equity change. A director acquired 1,777 shares of common stock on October 27, 2025 through the vesting and settlement of restricted stock units (transaction code M), listed at $6.19 per share. Following this transaction, the director’s beneficial ownership stands at 27,790 shares, held directly.

Each RSU converted into one share of common stock at vesting, resulting in a one-for-one issuance without a market purchase.

Insider Trade Summary

Net Buyer: 1,777 shares

Net Buy 2 txns

Insider Gupta Aashima

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,777	$6.19	$11K
Exercise	Common Stock	1,777	$6.19	$11K

Holdings After Transaction: Restricted Stock Units — 1,777 shares (Direct); Common Stock — 27,790 shares (Direct)

FAQ

What insider transaction did NEOG report on Form 4?

A director acquired 1,777 shares of common stock via RSU vesting on October 27, 2025 (code M).

How many NEOG shares does the reporting person own after the transaction?

Beneficial ownership is 27,790 shares, held directly.

What instrument converted into NEOG common shares?

Restricted Stock Units (RSUs) converted one-for-one into 1,777 common shares.

What price is listed for the NEOG transaction?

The filing lists $6.19 per share associated with the RSU settlement and underlying shares.

What does transaction code M indicate for NEOG’s Form 4?

Code M indicates the conversion of derivative securities (RSUs) into common stock.

What is the relationship of the reporting person to NEOG?

The reporting person is a Director of Neogen Corporation.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 10/29/2025 - 10:03 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gupta Aashima

(Last) (First) (Middle)

C/O NEOGEN CORPORATION

620 LESHER PLACE

(Street)

LANSING MI 48912

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NEOGEN CORP [ NEOG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/27/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/27/2025		M		1,777	A	$6.19	27,790	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$6.19	10/27/2025		M			1,777	10/27/2025	10/27/2025	Common Stock	1,777	$6.19	1,777	D

Explanation of Responses:

Remarks:

Each RSU is the economic equivalent of one share of common stock. On October 27, 2025, these RSUs vested and were settled for an equal number of shares of common stock.

	Christopher Sefcheck (Attorney in Fact)	10/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.