Proposed resale of 33,117 shares — Morgan Stanley Smith Barney (NET)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 33,117.00 shares of Common Stock. The filing lists the securities as Restricted Stock dated 06/01/2024 and shows recent dispositions by Mark Hawkins of 32,773.86 and 28,145.46 shares in June and May 2026.

Insights

Compliance Counsel

Form 144 notice of proposed resale of restricted common stock — procedural disclosure.

Form 144 is a regulatory notice required when affiliates or control persons intend to sell restricted or control securities. The entry lists 33,117.00 shares associated with the broker and identifies the securities as Restricted Stock dated 06/01/2024.

Cash‑flow treatment and exact sale mechanics are not shown in the excerpt; timing appears tied to broker handling and exchange listing (NYSE). Subsequent SEC filings or transaction reports will confirm executed sales and proceeds.

Key Figures

Proposed resale: 33,117.00 shares Recent disposition (June 2026): 32,773.86 shares Recent disposition (May 2026): 28,145.46 shares

3 metrics

Proposed resale 33,117.00 shares listed with Morgan Stanley Smith Barney LLC

Recent disposition (June 2026) 32,773.86 shares Mark Hawkins disposition dated 06/01/2026

Recent disposition (May 2026) 28,145.46 shares Mark Hawkins disposition dated 05/01/2026

Key Terms

Restricted Stock, Form 144, Issuer

3 terms

Restricted Stock regulatory

"Common | 06/01/2024 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Restricted Stock | ISSUER"

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Available on EDGAR 07/01/2026 - 04:14 PM Accepted by SEC EDGAR 07/01/2026 - 04:13 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	133	33117.00	319528350	07/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2024	Restricted Stock	ISSUER			133	06/01/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MARK HAWKINS 101 Townsend Street San Francisco CA 94107	Common	06/01/2026	133	32773.86
MARK HAWKINS 101 Townsend Street San Francisco CA 94107	Common	05/01/2026	133	28145.46

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for NET show?

The filing discloses a proposed resale of 33,117.00 shares of Common Stock under restricted stock dated 06/01/2024. It also lists recent dispositions by Mark Hawkins of 32,773.86 and 28,145.46 shares in 2026.

Who is listed as the broker or filer on the Form 144?

The filer is listed as Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza. The entry shows the transaction routing through that broker for the proposed resale on the NYSE.

Are the listed securities restricted or unrestricted?

The filing identifies the securities type as Restricted Stock with an original date of 06/01/2024. The document therefore records a proposed resale of restricted securities by an affiliate or control person.

Does the Form 144 show proceeds or sale price?

The excerpt does not state any sale price or aggregate proceeds. The filing lists share counts and dates but does not disclose transaction prices or cash amounts for the proposed resale.