Morgan Stanley Smith Barney (NET) files Form 144 to sell 6,000 shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice listing 6,000 shares of Common stock for sale. The filing itemizes two restricted-stock lots: 3,834 shares dated 05/15/2024 and 2,166 shares dated 08/15/2024. The document shows an associated dollar figure of $1,191,738.38 and references NYSE.

Insights

Securities Compliance Counsel

Form 144 notice lists a proposed sale of 6,000 restricted shares.

The filing provides the basic transactional notice required for certain broker-dealers and affiliates when selling restricted or control securities. It identifies two restricted-stock lots with vesting/issuance dates of 05/15/2024 and 08/15/2024

Cash‑flow treatment and whether sales occurred or remain proposed are not stated here; subsequent transaction reports or confirmations would show execution details.

Key Figures

Quantity listed: 6,000 shares Restricted lot: 3,834 shares Restricted lot: 2,166 shares +3 more

6 metrics

Quantity listed 6,000 shares Aggregate quantity shown in the filing

Restricted lot 3,834 shares Restricted Stock dated <date>05/15/2024</date>

Restricted lot 2,166 shares Restricted Stock dated <date>08/15/2024</date>

Dollar figure $1,191,738.38 Value shown in the filing excerpt

Identifier/reference 319528350 Numeric identifier shown in the filing excerpt

Filing date/reference 05/11/2026 Date shown alongside listing information

Key Terms

Restricted Stock, Form 144, Issuer

3 terms

Restricted Stock financial

"Common | 08/15/2024 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Restricted Stock | ISSUER"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6000	1191738.38	319528350	05/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/15/2024	Restricted Stock	ISSUER			2166	08/15/2024	Not Applicable
Common	05/15/2024	Restricted Stock	ISSUER			3834	05/15/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed under NET show?

The filing lists a proposed sale of 6,000 shares of Common stock. It breaks the shares into two restricted-stock lots of 3,834 and 2,166 with dates 05/15/2024 and 08/15/2024

Who is the filer on the Form 144 for NET?

The filer is identified as Morgan Stanley Smith Barney LLC Executive Financial Services. The filing lists the broker/dealer name and an address at 1 New York Plaza, 8th Floor, New York, NY 10004.

Does this Form 144 state sale proceeds or execution status?

The excerpt shows an aggregate dollar figure of $1,191,738.38 but does not state whether the sales were executed. The filing provides notice quantities and dates; execution details are not included in this excerpt.

Which securities and exchange are referenced in the filing?

The filing references Common shares described as Restricted Stock and indicates the exchange as NYSE. Specific broker-dealer routing or execution methods are not shown in the excerpt.