Form 144: Morgan Stanley Smith Barney lists 6,000 shares
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice listing 6,000 shares of Common stock for sale.
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice listing 6,000 shares of Common stock for sale. The filing itemizes two restricted-stock lots: 3,834 shares dated 05/15/2024 and 2,166 shares dated 08/15/2024. The document shows an associated dollar figure of $1,191,738.38 and references NYSE.
Positive
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Negative
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Insights
Form 144 notice lists a proposed sale of 6,000 restricted shares.
The filing provides the basic transactional notice required for certain broker-dealers and affiliates when selling restricted or control securities. It identifies two restricted-stock lots with vesting/issuance dates of 05/15/2024 and 08/15/2024
Cash‑flow treatment and whether sales occurred or remain proposed are not stated here; subsequent transaction reports or confirmations would show execution details.
Key Figures
Key Terms
Restricted Stock financial
Form 144 regulatory
Issuer regulatory
FAQ
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What does the Form 144 filed under NET show?
Who is the filer on the Form 144 for NET?
Does this Form 144 state sale proceeds or execution status?
Which securities and exchange are referenced in the filing?
AI-generated analysis. How Rhea-AI works. Not financial advice.