Morgan Stanley Smith Barney files Form 144 (NET): 10,001-share option exercise listed
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 disclosing proposed sales of Common stock. The filing lists a stock option exercise with 10,001 shares dated 05/28/2026 and a restricted stock entry of 6,242 shares dated 02/15/2026.
Positive
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Negative
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Key Figures
Stock option exercise shares: 10,001 shares
Restricted stock shares: 6,242 shares
Exchange listed: NYSE
3 metrics
Stock option exercise shares
10,001 shares
Stock Option Exercise dated <date>05/28/2026</date>
Restricted stock shares
6,242 shares
Restricted Stock dated <date>02/15/2026</date>
Exchange listed
NYSE
Exchange identifier shown in the filing excerpt
Key Terms
Stock Option Exercise, Restricted Stock, Form 144
3 terms
Stock Option Exercise financial
"Sentence fragment: "05/28/2026 | Stock Option Exercise | ISSUER""
A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.
Restricted Stock financial
"Sentence fragment: "02/15/2026 | Restricted Stock | ISSUER""
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Form 144 regulatory
"Sentence fragment: "144: Securities To Be Sold""
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Form 144 for NET show about the planned sale?
The Form 144 lists proposed sales tied to a stock option exercise of 10,001 shares. The filing records the exercise date as 05/28/2026 and identifies the transaction type as "Stock Option Exercise" under the issuer entry shown.
Who is the filer named on the Form 144 associated with NET?
The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as the filer. The address shown is 1 New York Plaza, 8th Floor, New York, NY and the exchange identifier listed is NYSE in the excerpt.
What transaction methods are recorded in the Form 144 excerpt?
The excerpt records a "Stock Option Exercise" and a "Restricted Stock" entry. The stock option exercise is dated 05/28/2026; the restricted stock entry shows date 02/15/2026 and associated share counts.