Welcome to our dedicated page for Neuphoria Therapeutics SEC filings (Ticker: NEUP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Neuphoria Therapeutics Inc. (NEUP) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed clinical-stage biotechnology company, Neuphoria uses its Forms 10-K, 10-Q and 8-K, along with proxy materials and other statements, to report on its business, pipeline, governance and material events.
For NEUP, current reports on Form 8-K are especially informative. Recent 8-K filings have described outcomes from the AFFIRM-1 Phase 3 trial of BNC210 in social anxiety disorder, the decision to discontinue further development of the SAD program, and the company’s plans for a full strategic review of its operations and portfolio. Other 8-Ks detail the adoption of a limited-duration stockholder rights plan, notices from The Nasdaq Stock Market LLC regarding listing rule compliance, and the holding of the company’s annual meeting of stockholders.
Neuphoria’s filings also include information on strategic and governance matters. A definitive proxy statement on Schedule 14A outlines proposals for director elections, auditor ratification, and advisory votes on executive compensation and its frequency. Additional 8-K disclosures describe changes in executive roles and the entry into a consulting agreement with the company’s former full-time CEO to serve as interim CEO during the strategic review and potential strategic transaction process.
Investors can use NEUP’s periodic reports, when available, to review financial statements, license revenue, research and development spending, and cash position, as well as risk factor discussions related to its CNS drug development programs and collaborations with partners such as Merck & Co., Inc. These documents also provide context on Neuphoria’s single operating segment focused on allosteric ion channel modulators.
On Stock Titan, NEUP filings are updated as new documents are posted to EDGAR. AI-powered summaries help explain the key points in lengthy filings, highlight important clinical and strategic disclosures, and make it easier to locate information on topics such as trial outcomes, rights plans, annual meeting results, and material agreements. This allows users to quickly understand what each filing means for Neuphoria’s business and capital markets profile without reading every page in full.
Neuphoria Therapeutics Inc. reported a small revenue distribution and outlined potential future income from its historical participation in the former Cancer Therapeutics Cooperative Research Centre (CTx CRC). On May 21, 2026, the company received a revenue distribution payment of AUD $1 tied to its licensing of the KAT6 program to Pfizer, following dosing of the first subject in the first Phase III trial in ER+/HER2- metastatic breast cancer.
Based on past program contributions, Neuphoria believes it is eligible to receive approximately 4.65% of any future milestone payments from CTXT, with total milestone value to all 17 partners estimated at USD $460M, though it cannot assess if or when such milestones will be achieved. The company also highlighted historical CTx CRC-related revenues, including AUD $967,583 in 2016 from an MSD agreement and AUD $1,416,026 in 2026 from licenses to Pfizer, contributing to cumulative CRC trust distributions of AUD $3,522,413.68 since 2016.
Neuphoria Therapeutics Inc. reported a small net loss of $0.5 million for the three months ended March 31, 2026, compared with net income of $11.3 million a year earlier, when it booked a large Merck milestone payment. There was no revenue this quarter.
Following the failure of its AFFIRM‑1 phase 3 trial in social anxiety disorder, the company has discontinued the BNC210 SAD program, paused the BNC210 PTSD program, terminated virtually all employees and exited its main facility, recording $1.3 million of restructuring costs over nine months.
Neuphoria raised $17.9 million net through equity sales, ending the period with cash and cash equivalents of $19.4 million and working capital of about $20.1 million. Management expects this to fund operations beyond the fourth quarter of fiscal 2027 and sees no substantial doubt about continuing as a going concern while it pursues strategic alternatives.
Neuphoria Therapeutics Inc. reported net income of $1.9 million for the quarter ended December 31 2025, driven largely by a $5.4 million gain on fair value adjustments to warrant and contingent consideration liabilities. This contrasts with a net loss of $1.9 million a year earlier.
For the six months ended December 31 2025, the company recorded a net loss of $8.0 million. Cash, cash equivalents and restricted cash rose to $22.3 million, supported by $17.9 million in equity financing, and management believes this will fund operations beyond the third quarter of fiscal 2027.
After a Phase 3 trial of BNC210 in social anxiety disorder failed its primary endpoint, Neuphoria discontinued that program, paused its PTSD program, terminated nearly all employees and exited its main facility, booking $1.2 million in restructuring costs. The company adopted a shareholder rights plan and is pursuing strategic alternatives, including potential mergers, acquisitions or other transactions, while maintaining partnerships such as its Merck collaboration.
Baselake Partners, LP, Baselake Management, LLC, and David Paolella have filed an amended Schedule 13G reporting a passive ownership stake in Neuphoria Therapeutics Inc. They report beneficial ownership of 222,222 shares of Neuphoria common stock, representing 4.1% of the outstanding class.
The filing states that the shares are held by Baselake Partners, LP, with Baselake Management, LLC as investment manager and Paolella as managing member. The reported ownership percentage is based on 5,377,329 shares outstanding as of November 13, 2025, and the group certifies the holdings are not for the purpose of changing or influencing control of the company.
Neuphoria Therapeutics Inc. director David Ian Wilson received a grant of 8,537 restricted stock units (RSUs) on January 20, 2026. Each RSU represents a contingent right to receive one share of Neuphoria common stock. Following this award, Wilson beneficially owns 15,412 derivative securities in the form of RSUs, held directly.
The grant was made under the company’s Board of Directors annual remuneration policy. The RSUs will fully vest if Wilson continues to serve the company through the earlier of the day before Neuphoria’s next annual shareholder meeting, which is expected to be no later than December 15, 2026, or the effective date of a change in control of the company.
Neuphoria Therapeutics director Peter Miles Winston Davies reported receiving 8,537 restricted stock units (RSUs) of the company on January 20, 2026. Each RSU represents a contingent right to receive one share of Neuphoria’s common stock.
The RSU grant was made under the Board of Directors’ annual remuneration policy, effectively functioning as stock-based compensation for his board service. Following this award, Davies beneficially owns 15,320 derivative securities, held directly.
The RSUs will fully vest only if he continues serving the company through the earlier of two events: the day before Neuphoria’s next annual shareholder meeting, which is expected to be no later than December 15, 2026, or the effective date of a change in control of the company.
Neuphoria Therapeutics Inc. director Alan Fisher reported a new equity award in the form of restricted stock units (RSUs). On 01/20/2026, he received 17,073 RSUs, each representing the right to receive one share of common stock at no purchase price. After this grant, he beneficially owns 30,731 derivative securities related to the company.
The RSUs were granted under the board of directors’ annual remuneration policy. They will fully vest if Fisher continues to serve the company through the earlier of the day before the next annual shareholder meeting, which is expected to be no later than December 15, 2026, or the effective date of a change in control of the company.
Neuphoria Therapeutics Inc. reported that director Jane Ryan received a grant of restricted stock units on January 20, 2026. The award covers 8,537 restricted stock units (RSUs), each representing a contingent right to receive one share of Neuphoria common stock, with a grant price of $0 per unit as part of the board’s annual remuneration policy. Following this grant, Ryan directly holds 15,550 derivative securities related to the company’s stock.
The RSUs will fully vest if Ryan continues serving the company through the earlier of the day before Neuphoria’s next annual shareholder meeting, which is expected to be no later than December 15, 2026, or the effective date of a change in control of the company.
Neuphoria Therapeutics Inc. reported that Spyridon “Spyros” Papapetropoulos, M.D. ceased serving as full-time President and CEO effective December 31, 2025, at which time his Employment Agreement terminated, though he will continue as a member of the board. Under that agreement, he is entitled to severance equal to his annual base salary, target bonus and medical insurance premiums, with 50% paid in 2025 and the remainder in installments during 2026, subject to normal payroll and withholding. His participation in company benefit plans ends, but his existing stock options will continue to vest and be exercisable under the equity plan.
Effective January 1, 2026, he entered into a Consulting Agreement under which he will serve as interim CEO for up to twelve months to support a contemplated strategic transaction and manage the leadership transition. He will receive consulting fees of $800 per hour for services up to approximately 40 hours per month, with total consulting hours limited to no more than twenty percent of the hours he worked as full-time CEO. The consulting arrangement ends automatically on the earlier of twelve months from entry or the closing of a strategic merger, change of control or similar transaction.
Neuphoria Therapeutics Inc. disclosed that it has regained compliance with Nasdaq Listing Rule 5620(a), which requires a qualified annual meeting of stockholders within twelve months of the fiscal year end. The company had previously received a deficiency notice on July 18, 2025 after not holding an annual meeting within twelve months of its June 30, 2024 fiscal year end. Neuphoria held its 2025 annual general shareholder meeting on December 12, 2025, and on December 18, 2025 Nasdaq staff notified the company that it is again in compliance and that the matter is closed.