Welcome to our dedicated page for NewtekOne SEC filings (Ticker: NEWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to NewtekOne, Inc. (NASDAQ: NEWT) SEC filings, offering a detailed view of how the financial holding company reports its activities as a provider of business and financial solutions to independent business owners. Through its filings, NewtekOne discloses information on banking operations, lending programs, capital structure, and listed securities.
Annual reports (Form 10-K) and quarterly reports (Form 10-Q) typically contain discussions of NewtekOne’s business model, including banking through Newtek Bank, N.A., SBA Lending Solutions, Alternative Loan Program (ALP) loans, electronic payment processing, accounts receivable and inventory financing, insurance solutions, payroll and benefits services, and technology offerings delivered via Intelligent Protection Management Corp. These reports also describe risk factors, segment information, and other data relevant to evaluating the company.
Current reports on Form 8-K document material events such as earnings releases, share repurchase authorizations, changes in credit facilities, preferred stock and depositary share offerings, and exchange offers for outstanding notes. Recent 8-K filings identify NewtekOne’s listed securities on the Nasdaq Global Market, including its common stock (NEWT), multiple series of notes (NEWTZ, NEWTI, NEWTG, NEWTH), and depositary shares representing interests in its 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B (NEWTP).
Investors interested in capital structure and financing can review filings related to preferred stock designations, depositary share offerings, credit and guaranty agreements for subsidiaries such as Newtek Merchant Solutions, and securities purchase and exchange agreements with institutional investors. These documents explain how NewtekOne raises capital, refinances obligations, and manages its mix of equity, preferred stock, and debt.
On Stock Titan, NewtekOne filings are updated from the SEC’s EDGAR system and accompanied by AI-powered summaries that highlight key points, such as changes in capital programs, new securities offerings, or significant lending and securitization developments. Users can quickly scan 10-Ks, 10-Qs, and 8-Ks, and review information on listed notes and depositary shares, while also accessing insider and capital-related disclosures where applicable.
The Vanguard Group filed Amendment No. 1 to a Schedule 13G/A reporting 0% beneficial ownership — 0 shares — of NewtekOne Inc common stock. The amendment states that on January 12, 2026 Vanguard completed an internal realignment that disaggregated certain subsidiaries' holdings, and those subsidiaries will report separately in reliance on SEC Release No. 34-39538.
The filing is signed by Ashley Grim as Head of Global Fund Administration on March 27, 2026.
NewtekOne, Inc. entered into a Securities Distribution Agreement that allows it to sell up to $50,000,000 aggregate principal and liquidation preference of certain debt securities and depositary shares in at-the-market offerings through designated placement agents.
The program covers its 8.50% and 8.625% Fixed Rate Senior Notes due 2029, 8.50% Fixed Rate Senior Notes due 2031, and depositary shares representing a 1/40th interest in 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock. Sales may be made on Nasdaq Global Market or through other permitted methods under an effective shelf registration statement and related prospectus supplement.
NewtekOne, Inc. announced that its board declared a quarterly cash dividend of $0.19 per share on its outstanding common stock. The dividend will be paid on April 1, 2026 to shareholders of record on March 24, 2026.
The board also declared a dividend on the Company’s 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B of $21.25 per Preferred Share, or $0.53125 per depositary share, also payable on April 1, 2026 to holders of record on March 24, 2026.
NewtekOne, Inc. proposes an at-the-market registration to offer up to $50,000,000 aggregate principal amount or liquidation preference of Notes and Depositary Shares.
The program permits sales from time to time of 8.50% Fixed-Rate Reset Preferred Stock depositary shares, 8.50% and 8.625% Fixed Rate Senior Notes due 2029, and/or 8.50% Fixed Rate Senior Notes due 2031 through B. Riley, Compass Point and Roth Capital as placement agents. Placement Agents will receive a 2.00% commission on gross sales. Net proceeds are intended for general corporate purposes; if the full $50,000,000 is sold, estimated net proceeds are approximately $48,800,000 after fees and expenses.
NewtekOne, Inc. files its annual report describing its transition into a technology-enabled financial holding company centered on Newtek Bank and SBA-focused lending. The company targets small and medium businesses with SBA 7(a), SBA 504, C&I and CRE loans, plus payments, payroll and insurance services branded under Newtek and NewtekOne.
Newtek Bank is a digital, branchless bank that grew deposits to over $1.4 billion as of December 31, 2025, using high-yield savings, CDs and business checking. As of the last business day of its second fiscal quarter of 2025, non‑affiliate equity market value was approximately $276.5 million, based on a share price of $11.28.
The SBA 7(a) platform originated $767.8 million in 2025, down from $943.0 million in 2024, reflecting impacts from a U.S. government shutdown and SBA program changes. As of December 31, 2025, the SBA 7(a) portfolio included 8,431 loans across all 50 states and 82 industries. As of February 10, 2026, Newtek Bank ranked as the third‑largest SBA 7(a) lender in the U.S. by dollar approval volume, with over $355 million in approvals during the SBA’s 2026 fiscal year.
The filing also explains Newtek’s NewTracker and Newtek Advantage technology platforms, details its ALP conventional lending and securitization history, and outlines extensive regulatory oversight by the Federal Reserve, OCC, FDIC and SBA. As of March 9, 2026, there were 28,831,491 common shares outstanding.
NewtekOne, Inc. director Thomas David Cestare filed an initial ownership report on Form 3. The filing shows he directly holds 70 shares of NewtekOne common stock as of the reported date. This is a baseline disclosure of his beneficial ownership, not a reported purchase or sale.
NewtekOne, Inc. completed a private offering of $15.0 million aggregate principal amount of its 8.375% note due 2033 to an institutional accredited investor. The exempt transaction relied on Section 4(a)(2) of the Securities Act, and the note is not registered for public sale.
The company received net proceeds of approximately $14.9 million and plans to use the funds for general corporate purposes. The note bears interest at 8.375% per year, payable semiannually starting August 1, 2026, and matures on March 1, 2033.
NewtekOne may redeem the note at a make-whole price before January 1, 2033, or at 100% of principal plus accrued interest thereafter. The note is an unsecured, unsubordinated obligation ranking equally with NewtekOne’s other unsecured unsubordinated debt and is structurally and effectively subordinated to subsidiary and secured indebtedness.
NewtekOne, Inc. furnished a current report stating that it issued a press release with its financial results for the quarter and year ended December 31, 2025. The press release is attached as Exhibit 99.1. The company also includes standard cautionary language about forward-looking statements and clarifies that the exhibit is furnished, not filed, under securities laws.
NewtekOne, Inc. reported that its Board of Directors increased its size from seven to eight members and elected Thomas Cestare as a Class I director. His term runs until the 2027 Annual Meeting of Shareholders, and he will serve until a successor is elected and qualified.
Cestare, a banking veteran with over 35 years of experience, is a partner and chief operating officer of Patriot Financial Partners and serves on the board of subsidiary Newtek Bank, N.A. He was previously executive vice president and chief financial officer of Beneficial Bancorp and held senior roles at Sovereign Bancorp and KPMG.
The filing notes that Cestare’s affiliation with Patriot is relevant to a prior Patriot Exchange Transaction, in which 20,000 shares of Series A Convertible Preferred Stock and $10 million in cash were exchanged for 2,307,692 shares of NewtekOne common stock, which may be considered a related party transaction. Cestare will receive standard director fees and has been appointed to the Board’s Audit Committee.