NewtekOne, Inc. SEC Filings

NewtekOne, Inc. extended its share repurchase program for twelve months. The authorization permits the company to buy back up to 1,000,000 shares of common stock.

The timing and size of any repurchases will be determined at the company’s discretion based on market conditions, applicable legal requirements, the company’s capital needs, and alternative uses of capital. The company has no obligation to repurchase any shares under the program.

NewtekOne, Inc. filed its Q3 2025 report showing stronger earnings. Diluted EPS was $0.67, up from $0.45 a year ago, and basic EPS was $0.68. Net income available to common shareholders was $17,429 thousand versus $11,534 thousand in Q3 2024.

Net interest income rose to $14,549 thousand from $10,981 thousand, while the provision for credit losses increased to $7,712 thousand. Noninterest results mixed: net gain on loans under the fair value option was $29,250 thousand, offset by lower net gains on sales of loans at $9,563 thousand and a net loss on loan servicing assets of $4,493 thousand. Total noninterest income reached $60,388 thousand.

On the balance sheet, total assets were $2,399,099 thousand and total deposits were $1,177,964 thousand. Shareholders’ equity was $386,707 thousand. Capital actions included issuing Series B Preferred stock of $48,181 thousand and common stock issuances of $5,090 thousand, with common dividends declared of $0.19 per share for the quarter. As of November 6, 2025, 28,887,295 common shares were outstanding.

NewtekOne (NEWT) reported an insider purchase. Director Gregory L. Zink bought 1,000 shares of common stock at $10.43 on 11/03/2025. Following the transaction, he beneficially owned 37,207 shares, held directly.

NewtekOne (NEWT) disclosed insider buying by Chairman & CEO and Director Barry Sloane. On 11/03/2025, he made five open‑market purchases totaling 10,000 shares of common stock, executed in 2,000‑share blocks at $10.185, $10.16, $10.265, $10.245, and $10.23 (transaction code P).

Following these trades, Sloane beneficially owned 1,212,459 shares, held directly, as reflected after the reported transactions.

NewtekOne, Inc. replaced its prior bank financing with a new committed credit facility led by Goldman Sachs. The company's merchant payments subsidiary, Newtek Merchant Solutions (NMS), repaid and terminated its Webster Bank credit agreement without early termination penalties and concurrently entered into a Credit and Guaranty Agreement providing up to $95.0 million of capacity: $90.0 million of term loans (fully drawn on closing) and a $5.0 million revolving facility that matures on September 26, 2030. The borrowers drew the full $90.0 million, used it to repay the Webster facility and transaction costs, and intend to fund $58.5 million of loans to the parent company. The parent guarantor (NBSH Holdings, LLC) unconditionally guarantees the borrowers' obligations. A press release was furnished as an exhibit.

NewtekOne, Inc. announced a quarterly cash dividend of $0.19 per share via a press release furnished as Exhibit 99.1 to its current report. The company states the press release relates to its results of operations and financial condition, but the filing does not provide revenue, earnings, balance sheet figures, or commentary on the dividend's funding source. The filing clarifies that the furnished press release is furnished, not "filed," and therefore not incorporated by reference into other registration statements unless explicitly stated.

NewtekOne, Inc. reported that it issued a press release announcing a dividend declaration on its Series B Preferred shares. The company states the press release is furnished as Exhibit 99.1 to this Form 8-K and clarifies that the information is not being treated as "filed" under Section 18 of the Exchange Act and will not be incorporated by reference into registration statements except by specific reference.

Patriot Financial Group announced it acquired 2,307,692 shares of NewtekOne, Inc. common stock, representing 8.06% of the company's outstanding common shares on the basis disclosed. The shares were issued on September 16, 2025 under a Securities Purchase and Exchange Agreement in which Patriot delivered all 20,000 outstanding shares of the Issuer's Series A Convertible Preferred Stock that it previously held and paid $10,000,000 in cash in exchange for the 2,307,692 common shares.

Patriot Fund IV funded its purchase with working capital and reports the acquisition is for investment purposes. The filing lists the members of the Patriot Financial Group, identifies shared voting and dispositive power over the 2,307,692 shares, and states there are no additional contracts, arrangements or proposals relating to control transactions; Item 6 is listed as N/A. The filing includes a Joint Filing Agreement as an exhibit.