[Form 4] NETFLIX INC Insider Trading Activity

Rhea-AI Filing Summary

Netflix (NFLX): Director insider activity disclosed. On 10/31/2025, a director exercised 40,374 non‑derivative shares via option exercise at $98.3 per share and executed multiple open‑market sales the same day at weighted average prices disclosed across several ranges. These trades were made pursuant to a Rule 10b5‑1 trading plan adopted on 8/8/2023.

Following the transactions, the director reported 394 shares held directly and 2,154,241 shares held indirectly by a trust. In derivative activity, a non‑qualified stock option for 57 shares was awarded on 11/03/2025 at an exercise price of $1,100.09, expiring 11/03/2035, and the previously outstanding option exercised on 10/31/2025 covered 40,374 shares (exercisable 03/01/2016 to 03/01/2026).

Insights

Insider transactions analyst

Routine Form 4 shows planned sales and an option exercise.

The filing lists an option exercise of $98.3 for 40,374 shares and numerous same‑day open‑market sales at weighted average prices with detailed ranges. The trades were made under a Rule 10b5‑1 plan adopted on 08/08/2023, indicating pre‑scheduled execution mechanics rather than ad‑hoc trading.

Post‑trade holdings are 394 shares directly and 2,154,241 shares indirectly via a trust, which remains substantial. The filing also shows a newly awarded non‑qualified option for 57 shares at $1,100.09, expiring 11/03/2035. Overall, this reads as administrative insider activity; market impact depends on broader context and holder decisions.

Insider Trade Summary

Net Seller: 40,374 shares ($45,279,704)

Net Sell 30 txns

Insider HASTINGS REED

Role Director

Sold 40,374 shs ($45.28M)

Type	Security	Shares	Price	Value
Grant/Award	Non-Qualified Stock Option (right to buy)	57	$0.00	--
Exercise	Non-Qualified Stock Option (right to buy)	40,374	$0.00	--
Exercise	Common Stock	40,374	$98.30	$3.97M
Sale	Common Stock	1,412	$1,104.6438	$1.56M
Sale	Common Stock	300	$1,108.6533	$333K
Sale	Common Stock	426	$1,109.5218	$473K
Sale	Common Stock	330	$1,110.7215	$367K
Sale	Common Stock	862	$1,111.6451	$958K
Sale	Common Stock	630	$1,112.5783	$701K
Sale	Common Stock	852	$1,113.7786	$949K
Sale	Common Stock	700	$1,114.8986	$780K
Sale	Common Stock	200	$1,116.31	$223K
Sale	Common Stock	800	$1,117.3763	$894K
Sale	Common Stock	1,763	$1,118.5182	$1.97M
Sale	Common Stock	7,426	$1,119.4117	$8.31M
Sale	Common Stock	2,086	$1,120.3492	$2.34M
Sale	Common Stock	2,754	$1,121.4727	$3.09M
Sale	Common Stock	3,217	$1,122.5356	$3.61M
Sale	Common Stock	3,531	$1,123.4415	$3.97M
Sale	Common Stock	3,618	$1,124.5333	$4.07M
Sale	Common Stock	1,444	$1,125.631	$1.63M
Sale	Common Stock	1,400	$1,126.435	$1.58M
Sale	Common Stock	1,000	$1,127.35	$1.13M
Sale	Common Stock	500	$1,128.68	$564K
Sale	Common Stock	2,487	$1,129.727	$2.81M
Sale	Common Stock	1,981	$1,130.839	$2.24M
Sale	Common Stock	423	$1,131.5933	$479K
Sale	Common Stock	132	$1,132.8357	$150K
Sale	Common Stock	100	$1,134.18	$113K
holding	Common Stock	--	--	--

Holdings After Transaction: Non-Qualified Stock Option (right to buy) — 57 shares (Direct); Common Stock — 40,768 shares (Direct); Common Stock — 2,154,241 shares (Indirect, by Trust)

Footnotes (1)

1. Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/8/2023. This transaction was executed in multiple trades at prices ranging from $1,104.48 to $1,105.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,108.00 to $1,108.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,109.0117 to $1,109.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,110.1036 to $1,111.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,111.12 to $1,112.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,112.16 to $1,113.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,113.3955 to $1,113.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,114.45 to $1,115.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,116.00 to $1,116.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,117.00 to $1,117.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,118.00 to $1,118.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,119.00 to $1,119.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,120.00 to $1,120.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,121.00 to $1,121.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,122.00 to $1,122.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,123.00 to $1,123.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,124.00 to $1,124.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,125.00 to $1,125.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,126.08 to $1,126.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,127.00 to $1,127.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,128.02 to $1,129.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,129.26 to $1,130.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,130.32 to $1,131.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,131.50 to $1,131.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1,132.82 to $1,132.8848. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. As Trustee of the Hastings-Quillin Family Trust

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HASTINGS REED

(Last) (First) (Middle)

121 ALBRIGHT WAY

(Street)

LOS GATOS CA 95032

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NETFLIX INC [ NFLX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/31/2025		M		40,374(1)	A	$98.3	40,768	D
Common Stock	10/31/2025		S		1,412(1)	D	$1,104.6438(2)	39,356	D
Common Stock	10/31/2025		S		300(1)	D	$1,108.6533(3)	39,056	D
Common Stock	10/31/2025		S		426(1)	D	$1,109.5218(4)	38,630	D
Common Stock	10/31/2025		S		330(1)	D	$1,110.7215(5)	38,300	D
Common Stock	10/31/2025		S		862(1)	D	$1,111.6451(6)	37,438	D
Common Stock	10/31/2025		S		630(1)	D	$1,112.5783(7)	36,808	D
Common Stock	10/31/2025		S		852(1)	D	$1,113.7786(8)	35,956	D
Common Stock	10/31/2025		S		700(1)	D	$1,114.8986(9)	35,256	D
Common Stock	10/31/2025		S		200(1)	D	$1,116.31(10)	35,056	D
Common Stock	10/31/2025		S		800(1)	D	$1,117.3763(11)	34,256	D
Common Stock	10/31/2025		S		1,763(1)	D	$1,118.5182(12)	32,493	D
Common Stock	10/31/2025		S		7,426(1)	D	$1,119.4117(13)	25,067	D
Common Stock	10/31/2025		S		2,086(1)	D	$1,120.3492(14)	22,981	D
Common Stock	10/31/2025		S		2,754(1)	D	$1,121.4727(15)	20,227	D
Common Stock	10/31/2025		S		3,217(1)	D	$1,122.5356(16)	17,010	D
Common Stock	10/31/2025		S		3,531(1)	D	$1,123.4415(17)	13,479	D
Common Stock	10/31/2025		S		3,618(1)	D	$1,124.5333(18)	9,861	D
Common Stock	10/31/2025		S		1,444(1)	D	$1,125.631(19)	8,417	D
Common Stock	10/31/2025		S		1,400(1)	D	$1,126.435(20)	7,017	D
Common Stock	10/31/2025		S		1,000(1)	D	$1,127.35(21)	6,017	D
Common Stock	10/31/2025		S		500(1)	D	$1,128.68(22)	5,517	D
Common Stock	10/31/2025		S		2,487(1)	D	$1,129.727(23)	3,030	D
Common Stock	10/31/2025		S		1,981(1)	D	$1,130.839(24)	1,049	D
Common Stock	10/31/2025		S		423(1)	D	$1,131.5933(25)	626	D
Common Stock	10/31/2025		S		132(1)	D	$1,132.8357(26)	494	D
Common Stock	10/31/2025		S		100(1)	D	$1,134.18	394	D
Common Stock								2,154,241(27)	I	by Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-Qualified Stock Option (right to buy)	$98.3	10/31/2025		M			40,374(1)	03/01/2016	03/01/2026	Common Stock	40,374	$0	0	D
Non-Qualified Stock Option (right to buy)	$1,100.09	11/03/2025		A		57		11/03/2025	11/03/2035	Common Stock	57	$0	57	D

Explanation of Responses:

1. Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/8/2023.

2. This transaction was executed in multiple trades at prices ranging from $1,104.48 to $1,105.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

3. This transaction was executed in multiple trades at prices ranging from $1,108.00 to $1,108.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

4. This transaction was executed in multiple trades at prices ranging from $1,109.0117 to $1,109.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

5. This transaction was executed in multiple trades at prices ranging from $1,110.1036 to $1,111.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

6. This transaction was executed in multiple trades at prices ranging from $1,111.12 to $1,112.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

7. This transaction was executed in multiple trades at prices ranging from $1,112.16 to $1,113.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

8. This transaction was executed in multiple trades at prices ranging from $1,113.3955 to $1,113.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

9. This transaction was executed in multiple trades at prices ranging from $1,114.45 to $1,115.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

10. This transaction was executed in multiple trades at prices ranging from $1,116.00 to $1,116.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

11. This transaction was executed in multiple trades at prices ranging from $1,117.00 to $1,117.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

12. This transaction was executed in multiple trades at prices ranging from $1,118.00 to $1,118.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

13. This transaction was executed in multiple trades at prices ranging from $1,119.00 to $1,119.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

14. This transaction was executed in multiple trades at prices ranging from $1,120.00 to $1,120.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

15. This transaction was executed in multiple trades at prices ranging from $1,121.00 to $1,121.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

16. This transaction was executed in multiple trades at prices ranging from $1,122.00 to $1,122.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

17. This transaction was executed in multiple trades at prices ranging from $1,123.00 to $1,123.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

18. This transaction was executed in multiple trades at prices ranging from $1,124.00 to $1,124.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

19. This transaction was executed in multiple trades at prices ranging from $1,125.00 to $1,125.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

20. This transaction was executed in multiple trades at prices ranging from $1,126.08 to $1,126.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

21. This transaction was executed in multiple trades at prices ranging from $1,127.00 to $1,127.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

22. This transaction was executed in multiple trades at prices ranging from $1,128.02 to $1,129.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

23. This transaction was executed in multiple trades at prices ranging from $1,129.26 to $1,130.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

24. This transaction was executed in multiple trades at prices ranging from $1,130.32 to $1,131.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

25. This transaction was executed in multiple trades at prices ranging from $1,131.50 to $1,131.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

26. This transaction was executed in multiple trades at prices ranging from $1,132.82 to $1,132.8848. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

27. As Trustee of the Hastings-Quillin Family Trust

Remarks:

	Veronique Bourdeau, Authorized Signatory For: Reed Hastings	11/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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