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Netflix Inc (NFLX) director exercises options, sells 2,160 shares under plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Netflix Inc director Richard N. Barton exercised non-qualified stock options for 2,160 shares at an exercise price of $20.1070 per share on August 5, 2026, then sold 2,160 shares of common stock at $75.1000 per share under a Rule 10b5-1 trading plan adopted on May 4, 2026. Following the option exercise, 950 options remained outstanding, and 80 shares of common stock were held indirectly through Barton Ventures II, LLC, for which Barton may be deemed a beneficial owner only to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider BARTON RICHARD N
Role Director
Sold 2,160 shs ($162K)
Approx. gross sale proceeds $162K
Approx. exercise cost $43K
Approx. pre-tax spread $119K
Type Security Shares Price Value
Exercise Non-Qualified Stock Option (right to buy) F1 2,160 $0.00 $0.00
Exercise Common Stock F1 2,160 $20.107 $43K
Sale Common Stock F1 2,160 $75.10 $162K
holding Common Stock F2 -- -- --
Holdings After Transaction: Non-Qualified Stock Option (right to buy) — 950 shares (Direct); Common Stock — 246 shares (Direct); Common Stock — 80 shares (Indirect, Barton Ventures II, LLC)
Footnotes (2)
  1. F1. Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/4/2026.
  2. F2. Mr. Barton is the sole managing member of Barton Ventures II, LLC. Mr. Barton may be deemed to beneficially own the shares held by Barton Ventures II, LLC but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Options exercised 2160 shares Non-Qualified Stock Option exercised on August 5, 2026
Option exercise price 20.1070 per share Exercise price for Non-Qualified Stock Option
Shares sold 2160 shares Common Stock sale on August 5, 2026
Sale price 75.1000 per share Price per share for Common Stock sale
Options remaining 950 options Non-Qualified Stock Options following reported exercise
Indirect holdings 80 shares Common Stock held indirectly via Barton Ventures II, LLC
Option grant date 2018-01-02 Exercise date field for option award series
Option expiration date 2028-01-02 Expiration for Non-Qualified Stock Option award
Rule 10b5-1 trading plan regulatory
"Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Non-Qualified Stock Option financial
"Security title listed as Non-Qualified Stock Option (right to buy)"
A non-qualified stock option (NSO) is a contract that lets an employee or service provider buy company shares at a fixed price for a set period, like a voucher to purchase stock later at today’s price. It matters to investors because exercising NSOs creates ordinary income for the holder and can increase share count, affecting a company’s earnings and ownership mix; think of it as a future sale that can dilute existing shareholders and has immediate tax consequences for the recipient.
pecuniary interest financial
"Disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein"
indirect ownership financial
"Common Stock held indirectly through Barton Ventures II, LLC is reported as indirect ownership"

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FAQ

What insider transaction did Netflix (NFLX) director Richard N. Barton report?

Richard N. Barton reported exercising 2,160 options at $20.1070 per share and selling 2,160 Netflix common shares at $75.1000 per share on August 5, 2026. This reflects an option exercise followed by an equivalent share sale from that specific sequence.

Was Richard N. Barton’s Netflix (NFLX) trade made under a Rule 10b5-1 plan?

Yes. The filing states the transactions were made pursuant to a Rule 10b5-1 trading plan adopted by Richard N. Barton on May 4, 2026. Such pre-arranged plans automate trading and can reduce the informational value of transaction timing.

How many Netflix (NFLX) options did Richard N. Barton hold after this transaction?

After exercising 2,160 options, Richard N. Barton held 950 non-qualified stock options tied to Netflix common stock. These remaining options relate to the same award series reported, with an expiration date of January 2, 2028, according to the filing data.

What was the strike price and expiration of Barton's Netflix (NFLX) options?

The non-qualified stock options exercised by Richard N. Barton had a strike price of $20.1070 per share. They were originally dated January 2, 2018 and carry an expiration date of January 2, 2028, providing a 10-year option term for that grant.

What indirect Netflix (NFLX) holdings are associated with Richard N. Barton?

The filing reports 80 Netflix common shares held indirectly through Barton Ventures II, LLC. Barton is the sole managing member and may be deemed to beneficially own these shares but disclaims beneficial ownership except to the extent of his pecuniary interest.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BARTON RICHARD N

(Last)(First)(Middle)
121 ALBRIGHT WAY

(Street)
LOS GATOS CALIFORNIA 95032

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NETFLIX INC [ NFLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026M2,160(1)A$20.1072,406D
Common Stock08/05/2026S2,160(1)D$75.1246D
Common Stock80(2)IBarton Ventures II, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Option (right to buy)$20.10708/05/2026M2,160(1)01/02/201801/02/2028Common Stock2,160$0950D
Explanation of Responses:
1. Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/4/2026.
2. Mr. Barton is the sole managing member of Barton Ventures II, LLC. Mr. Barton may be deemed to beneficially own the shares held by Barton Ventures II, LLC but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Remarks:
By: Veronique Bourdeau, Authorized Signatory For: Richard N. Barton08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)