NewHold Investment Corp IV (NHIVU) director Phil Horlock submits initial Form 3
Rhea-AI Filing Summary
NewHold Investment Corp IV director Phil Horlock has filed an initial Form 3, which is a required statement of beneficial ownership for insiders. The filing lists him as a director of the company and does not report any insider transactions or derivative positions.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions reported: 0 transactions
Sell transactions reported: 0 transactions
Derivative transactions reported: 0 transactions
3 metrics
Buy transactions reported
0 transactions
Form 3 transaction summary
Sell transactions reported
0 transactions
Form 3 transaction summary
Derivative transactions reported
0 transactions
Form 3 derivative transaction count
Key Terms
Form 3, beneficial ownership, derivative positions
3 terms
Form 3 regulatory
"has filed an initial Form 3, which is a required statement"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"an initial Form 3, which is a required statement of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
derivative positions financial
"does not report any insider transactions or derivative positions"
Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Phil Horlock's Form 3 filing for NHIVU indicate?
The Form 3 filing shows that Phil Horlock is a director of NewHold Investment Corp IV. It is an initial statement of beneficial ownership and does not report any insider trades or derivative positions.
Does the NHIVU Form 3 show any derivative securities for Phil Horlock?
No, the filing lists no derivative securities for Phil Horlock. The derivative summary is empty, meaning there are no options, warrants, or similar instruments disclosed in this Form 3.
What role does Phil Horlock hold at NewHold Investment Corp IV (NHIVU)?
Phil Horlock is identified as a director of NewHold Investment Corp IV. The Form 3 confirms his board role but provides no additional details such as officer titles or large ownership stakes.
Why is a Form 3 important for NHIVU investors?
Form 3 is the initial ownership report required when someone becomes an insider, such as a director. It helps investors track which individuals are insiders and forms a baseline for future Form 4 or Form 5 trading disclosures.