Every Form 4 that Neuberger High Yield Strategies Fund Inc. (NHS) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NHS and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NHS filings page.
Neuberger High Yield Strategies Fund Inc. (NHS) had 100 Mandatory Redeemable Preferred Shares, Series D (MRPS) acquired from it on 2026-08-28 by Bank of America NA, a wholly owned subsidiary of Bank of America Corporation. The MRPS were acquired at $100,000 per share, bringing Bank of America NA’s beneficial holdings to 500 MRPS, all reported as indirectly held by Bank of America Corporation.
Neuberger High Yield Strategies Fund Inc. portfolio manager Chris Kocinski exercised subscription rights to acquire additional Common Stock. On April 15, 2026, he exercised Rights into 7,000 shares of Common Stock at a final subscription price of $6.50 per share, bringing his direct holdings to 28,000 shares.
The exercised position originated from 21,000 transferable subscription rights, each allowing the purchase of one new share of Common Stock for every three Rights held, as part of a rights offering made to common stockholders of record on March 23, 2026.
Neuberger High Yield Strategies Fund Inc.'s portfolio manager Joseph Lind acquired additional common shares by fully exercising transferable subscription rights from the fund’s rights offering. He exercised rights to obtain 12,833 shares at a final subscription price of $6.50 per share, bringing his direct holdings to 45,333 shares.
The rights were issued one-for-one to common stockholders of record as of March 23, 2026, and allowed holders to buy one new share for every three rights. Lind also subscribed for extra shares through the over-subscription privilege, with allocations determined after the April 15, 2026 subscription period expired.