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Nicolet Bankshares (NIC) director Tracy McCormick files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nicolet Bankshares Inc director Tracy S. McCormick filed an initial statement of beneficial ownership on Form 3. This filing establishes McCormick’s status as a company director and confirms there were no reportable buy, sell, acquisition, or disposition transactions in the reported period.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
McCormick Tracy S

(Last) (First) (Middle)
C/O NICOLET NATIONAL BANK
111 N. WASHINGTON STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/13/2026
3. Issuer Name and Ticker or Trading Symbol
NICOLET BANKSHARES INC [ NIC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Tracy S. McCormick 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed by Tracy S. McCormick at NIC mean?

The Form 3 shows that Tracy S. McCormick is a director of Nicolet Bankshares Inc (NIC). It is an initial statement of beneficial ownership and indicates there were no reportable transactions in company securities for the period covered.

Did Tracy S. McCormick buy or sell Nicolet Bankshares (NIC) shares in this Form 3?

No buy or sell activity is reported for Tracy S. McCormick in this Form 3. The filing shows zero shares for buy, sell, acquire, and dispose categories, meaning no reportable transactions occurred in Nicolet Bankshares securities during the covered period.

What insider role does Tracy S. McCormick have at Nicolet Bankshares (NIC)?

Tracy S. McCormick is identified as a director of Nicolet Bankshares Inc. The Form 3 confirms director status, while indicating McCormick is not reported as an officer or a ten percent owner of the company’s outstanding equity securities.

Does the NIC Form 3 for Tracy S. McCormick show any disposals of shares?

The Form 3 for Tracy S. McCormick shows no disposals of Nicolet Bankshares shares. The disposeCount and related share totals are zero, indicating there were no reportable dispositions of the company’s securities during the reporting period.

Is Tracy S. McCormick a ten percent owner of Nicolet Bankshares (NIC)?

The filing indicates that Tracy S. McCormick is not a ten percent owner of Nicolet Bankshares Inc. The ten percent owner flag is set to zero, so McCormick is reported only in the capacity of a director of the company.
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