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New Nicolet Bankshares (NIC) director Carl J. Chaney files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nicolet Bankshares Inc. director Carl J. Chaney filed an initial statement of beneficial ownership on Form 3. The filing does not report any buy, sell, acquisition, or disposition transactions and serves to formally register his status as an insider subject to ongoing reporting requirements.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
CHANEY CARL J

(Last) (First) (Middle)
C/O NICOLET NATIONAL BANK
111 N. WASHINGTON STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/13/2026
3. Issuer Name and Ticker or Trading Symbol
NICOLET BANKSHARES INC [ NIC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Carl J. Chaney 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing by Carl J. Chaney at NIC indicate?

The Form 3 filing shows that Carl J. Chaney is now an insider of Nicolet Bankshares Inc. (NIC) as a director. It is an initial statement of beneficial ownership and does not include any reported stock purchases, sales, or other transactions.

Were any shares bought or sold in this NIC Form 3 for Carl J. Chaney?

No shares were bought or sold in this Form 3 for Nicolet Bankshares Inc. (NIC) director Carl J. Chaney. The filing lists zero buy, sell, acquire, or dispose transactions and functions purely as an initial ownership and insider status disclosure.

What insider role does Carl J. Chaney hold at Nicolet Bankshares Inc. (NIC)?

Carl J. Chaney is identified as a director of Nicolet Bankshares Inc. (NIC) in the Form 3. He is not reported as an officer or 10% owner in this filing, but becomes subject to ongoing insider reporting obligations.

Does the NIC Form 3 for Carl J. Chaney show any major transactions?

The Form 3 for Nicolet Bankshares Inc. (NIC) reporting person Carl J. Chaney shows no major transactions. All transaction counters, including buys, sells, acquisitions, and dispositions, are zero, indicating this is strictly an initial beneficial ownership filing.

Why is a Form 3 important for Nicolet Bankshares Inc. (NIC) investors?

A Form 3 identifies new insiders at Nicolet Bankshares Inc. (NIC), such as director Carl J. Chaney. While it reports no trades, it establishes who must later report Form 4 and Form 5 transactions, improving transparency around future insider trading activity.
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