NIC CFO reports stock gifts, not open-market trades
NICOLET BANKSHARES INC CFO Hubert Phillip Moore Jr. reported non-market transfers of common stock.
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Form Type
4
Rhea-AI Filing Summary
NICOLET BANKSHARES INC CFO Hubert Phillip Moore Jr. reported non-market transfers of common stock. On April 24, 2026, he recorded four bona fide gifts of 65 shares each, totaling 260 shares of common stock. Some of these gifts are shown as held indirectly "By Adult Son," and a footnote states he disclaims beneficial ownership and has no pecuniary interest in those holdings. The filing also shows 400 shares held indirectly in his spouse’s IRA and notes that 503 shares were acquired through the Employee Stock Purchase Plan. These are routine gifts rather than open‑market purchases or sales.
Insider Trade Summary
260 shares gifted
Gift
5 txns
Insider
MOORE HUBERT PHILLIP JR
Role
CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock | 65 | $0.00 | $0.00 |
| Gift | Common Stock | 65 | $0.00 | $0.00 |
| Gift | Common Stock | 65 | $0.00 | $0.00 |
| Gift | Common Stock | 65 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 38,926 shares (Direct);
Common Stock — 65 shares (Indirect, By Adult Son);
Common Stock — 400 shares (Indirect, By Spouse's IRA)
Footnotes (3)
- F1. I disclaim beneficial ownership of these holdings by my adult son, I have no pecuniary interest in the holdings, and the filing of this report is not an admission that I am the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2. Includes 41 shares acquired under the Employee Stock Purchase Plan, since my previous Form 4 filing dated February 17, 2026. I own a total of 503 shares in the Employee Stock Purchase Plan as of the date of this report.
- F3. I disclaim beneficial ownership of these holdings held by my adult son, I have no pecuniary interest in the holdings, and the filing of this report is not an admission that I am the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Key Figures
Gifted shares total: 260 shares
Per-gift share amount: 65 shares
Gift price per share: $0.0000 per share
+3 more
6 metrics
Gifted shares total
260 shares
Four bona fide gifts of 65 shares each on April 24, 2026
Per-gift share amount
65 shares
Each bona fide gift of common stock
Gift price per share
$0.0000 per share
Reported value for each gifted common share
Spouse IRA holding
400 shares
Common stock held indirectly by spouse’s IRA
ESPP total shares
503 shares
CFO’s Employee Stock Purchase Plan holdings as of report date
Recent ESPP acquisition
41 shares
Shares acquired under Employee Stock Purchase Plan since prior Form 4
Key Terms
bona fide gift, pecuniary interest, Employee Stock Purchase Plan, beneficial ownership, +1 more
5 terms
bona fide gift financial
"transaction_code_description: Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
pecuniary interest financial
"I have no pecuniary interest in the holdings"
Employee Stock Purchase Plan financial
"Includes 41 shares acquired under the Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
beneficial ownership financial
"I disclaim beneficial ownership of these holdings by my adult son"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"beneficial owner of these shares for purposes of Section 16"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did NIC CFO Hubert Moore report in this Form 4?
He reported four bona fide gifts of common stock, each for 65 shares, totaling 260 shares on April 24, 2026. These are non-market transfers and not open‑market purchases or sales.
Were the NIC Form 4 transactions open-market buys or sells?
No, the disclosed transactions are bona fide gifts of common stock, each at $0.0000 per share. The filing shows no open‑market purchases or sales by the CFO on the reported date.
What does the NIC Form 4 say about the Employee Stock Purchase Plan?
A footnote states the CFO acquired 41 shares under the Employee Stock Purchase Plan since his prior Form 4 and now holds 503 shares in that plan as of the report date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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