[Form 4] Nicholas Financial Inc Insider Trading Activity

Rhea-AI Filing Summary

Old Market Capital Corp. (OMCC) filed a Form 4 on 7 Jul 2025 detailing a routine equity grant to Director Brendan J. Keating. On 3 Jul 2025, Keating received 7,500 shares of common stock at a reported price of $0 as compensation for board service. After the grant he directly owns 32,070 shares; an additional 2,262 shares are held indirectly through Rosecrest Trust for which he serves as trustee. No derivative securities were reported and the filing lists no sales or option exercises. The transaction does not alter Keating’s status as a director insider and was not executed under Rule 10b5-1. Because the shares were issued as compensation rather than purchased on the open market, the event is generally considered routine and carries limited immediate market impact, but it does expand overall insider ownership to 34,332 shares.

Positive

• Insider ownership increased by 7,500 shares (≈30 % of prior direct holdings), modestly strengthening alignment with shareholders.

Negative

• Shares were granted, not purchased; therefore the filing offers limited insight into insider conviction or market valuation.

Insights

Securities Analyst

TL;DR – Routine board compensation grant; raises insider stake by ~30 %, but no cash purchase signal.

The Form 4 shows Brendan Keating accepted 7,500 OMCC shares for director services, increasing his direct holdings from 24,570 to 32,070 shares (total beneficial 34,332). Because the shares were granted at $0, this is non-cash and does not indicate a conviction-driven buy. Nonetheless, the higher insider ownership modestly aligns director incentives with shareholders. No derivatives, sales, or 10b5-1 plans were disclosed, so dilution and trading restrictions appear minimal. For investors, the filing is operationally neutral; it neither signals financial distress nor an aggressive insider accumulation.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keating Brendan Joseph

(Last) (First) (Middle)

1601 DODGE ST., SUITE 3350

(Street)

OMAHA NE 68102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OLD MARKET CAPITAL Corp [ OMCC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	07/03/2025		A		7,500(1)	A	$0	32,070	D
COMMON STOCK								2,262	I	BY TRUST(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

2. These shares are directly owned by Rosecrest Trust, of which Brendan J. Keating is the Trustee. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

	/s/ BRENDAN JOSEPH KEATING	07/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did OMCC's latest Form 4 disclose?

Director Brendan J. Keating received 7,500 shares of common stock on 03-Jul-2025 as board compensation.

How many OMCC shares does Brendan Keating now own?

He directly owns 32,070 shares and indirectly controls 2,262 shares via Rosecrest Trust (total 34,332).

Was cash paid for the 7,500 OMCC shares?

No. The filing lists a $0 price; the shares were issued as compensation.

Does the Form 4 include derivative securities?

No derivative positions were reported in Table II.

Was the transaction executed under a Rule 10b5-1 plan?

The box for Rule 10b5-1 was not checked, indicating the grant was not tied to such a plan.

When were the shares granted and when was the filing made?

Transaction date: 03-Jul-2025; filing date: 08-Jul-2025.