Welcome to our dedicated page for Virtus Equity & Convertible Income Fund SEC filings (Ticker: NIE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Virtus Equity & Convertible Income Fund's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Virtus Equity & Convertible Income Fund's regulatory disclosures and financial reporting.
Virtus Equity & Convertible Income Fund (NIE) insider Michael Yee, identified as a PM, reported an amended Form 4 showing the sale of 4,605.1684 shares on August 10, 2026 at $26.55 per share in an open market or private transaction, reducing his direct holdings to zero shares. The amendment corrects the transaction code and share amount previously reported.
Virtus Equity & Convertible Income Fund (NIE) director Connie D. McDaniel reported purchasing 245 shares of common stock on 2026-08-20 in an open-market or private transaction at a price of $26.3693 per share. Following this transaction, McDaniel directly owns a total of 471 common shares. The transaction was not reported under a Rule 10b5-1 trading plan.
Virtus Equity & Convertible Income Fund (NIE) reporting person Michael Yee filed a Form 4 disclosing a disposition to the issuer of 4,505.168 shares of the fund on 2026-08-10 at a price of $26.55 per share. Following this transaction, his directly held position in these shares is reported as 0 shares. The filing’s Rule 10b5-1 checkbox is not marked as being made under a trading plan.
NIE submitted a Form N-CEN annual report providing operational and governance data for a registered investment company. The filing discloses aggregate brokerage commissions of $278,654, itemized broker payments (examples: $26,985, $21,166, $20,141) and multiple principal transaction totals (examples: $131,248,056, $100,915,552, $96,003,615). The report lists service providers (administrators, custodians, transfer agents, pricing services) and standard fund items such as securities lending, expense-limitation questions, and director/CCO records.
Virtus Equity & Convertible Income Fund transmitted its annual certified shareholder report for the fiscal year ended January 31, 2026. The report includes the Board’s Managed Distribution Plan, portfolio-weight summaries, detailed schedules of investments, and manager discussion of performance across Virtus closed-end funds.
The Manager’s Discussion shows performance and portfolio drivers for multiple funds (AIO, NCV, NCZ, ACV, NFJ, NIE), distribution rates under the Plan, leverage amounts for several funds, and holdings breakdowns by sector and country as of January 31, 2026.