Nuveen Select Maturities (NIM) officer Tanner files insider Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
NUVEEN SELECT MATURITIES MUNICIPAL FUND filed an initial Form 3 for officer Robert Tanner, who serves as Vice President and Treasurer. This filing establishes his status as an insider of the fund for reporting purposes. The Form 3 does not report any stock transactions or changes in ownership; it simply sets the baseline for any future Form 4 or Form 5 filings that would disclose trades or other ownership changes.
Positive
- None.
Negative
- None.
FAQ
What does the NIM Form 3 filing for Robert Tanner show?
The Form 3 for NUVEEN SELECT MATURITIES MUNICIPAL FUND (NIM) identifies Robert Tanner as Vice President and Treasurer. It serves as his initial insider ownership statement and does not list any stock transactions or changes in his holdings.
Why is Robert Tanner considered an insider of NIM in this filing?
Robert Tanner is treated as an insider of NUVEEN SELECT MATURITIES MUNICIPAL FUND (NIM) because he is listed as Vice President and Treasurer. Officers and directors generally must file Forms 3, 4, and 5 to disclose their holdings and any changes.
How does this NIM Form 3 affect investors?
This NIM Form 3 is mainly administrative, confirming Robert Tanner as an officer subject to insider reporting rules. It does not disclose any trades or financial results, so it has limited direct impact on an investor’s assessment of the fund.