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Nine Energy Serv SEC Filings

NINEQ OTC

Welcome to our dedicated page for Nine Energy Serv SEC filings (Ticker: NINEQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Nine Energy Serv's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Nine Energy Serv's regulatory disclosures and financial reporting.

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Nine Energy Service, Inc. Schedule 13G shows MacKay Shields LLC and NYLI MacKay High Yield Corporate Bond Fund report combined beneficial ownership positions in Nine Energy Service common stock. MacKay Shields LLC reports 1,662,134 shares (11.91%) and NYLI MacKay reports 1,404,300 shares (10.07%) based on 13,950,000 shares outstanding as of March 5, 2026. The filers state they have shared voting and dispositive power under a voting agreement dated March 5, 2026; the Schedule is filed jointly and signed by the Chief Compliance Officer.

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Rhea-AI Summary

Nine Energy Service reports a Schedule 13G showing MacKay Shields LLC and an affiliated NYLI fund beneficially own common stock. MacKay Shields LLC reports 1,662,134 shares (representing 11.91%) and NYLI MacKay High Yield Corporate Bond Fund reports 1,404,300 shares (10.07%) as of March 5, 2026. The filing states these positions reflect shared voting and dispositive power under a voting agreement and that the outstanding share base used for the calculations is 13,950,000 shares as of March 5, 2026.

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Rhea-AI Summary

Nine Energy Service, Inc. announced that its common stock has been approved for listing on the NYSE American stock exchange. The shares are expected to begin trading on NYSE American on March 31, 2026 at market open under the ticker symbol “NINE.”

The company describes itself as a leading oilfield services business providing technology-driven solutions for unconventional oil and gas development across North America and abroad, with headquarters in Houston and operations across major onshore basins in the United States and Canada.

The company notes that statements about the NYSE American listing are forward-looking and subject to risks tied to industry capital spending, geopolitical events, inflation, supply chain constraints and workforce availability, as outlined in its prior annual and quarterly reports.

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Nine Energy Service, Inc. filed an unaudited monthly operating report for its Chapter 11 cases covering February 1–28, 2026. The company emerged from bankruptcy after its prepackaged plan became effective on March 5, 2026, but must report activity during the case.

For February, Nine reported a beginning cash balance of $8,128,912, total receipts of $26,875,097, total disbursements of $13,908,606 and an ending cash balance of $21,095,404. The balance sheet for Nine Energy Service, Inc. shows total assets of $34,543,267, total liabilities of $416,340,384 and ending equity of -$381,797,116 as of February 28, 2026.

The statement of operations shows general and administrative expenses of $2,069,239, reorganization items of $27,560,183 and a net loss of $49,163,379 for the month. The company cautions that the operating reports are prepared only to satisfy Bankruptcy Code requirements, are not GAAP financial statements, are subject to future adjustment and should not be relied upon for investment decisions.

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Nine Energy Service, Inc. filed an initial insider ownership report for director Willis Darryl Keith. This Form 3 identifies him as a board member but does not list any specific stock transactions or derivative positions. The transaction summary shows no reported purchases, sales, exercises, gifts, or other dispositions, indicating this is a baseline disclosure of his status as an insider rather than an active trading report.

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Nine Energy Service, Inc. filed an initial insider ownership report for director Hawks Carney on Form 3. The filing identifies Carney as a director of the company but does not list any specific stock or derivative transactions or holdings in the summary data provided.

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Nine Energy Service, Inc. filed an initial Form 3 for director Patrick J. Bartels Jr. This filing establishes his status as an insider subject to reporting obligations. The data provided show no reportable transactions or derivative positions and no equity holdings detailed in this statement.

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Nine Energy Service, Inc. filed an initial ownership report on Form 3 for board member Jerome D. Hall Jr. The filing identifies him as a director but does not list any equity transactions or holdings. All transaction counters, including buys, sells, and option exercises, are shown as zero.

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Nine Energy Service, Inc. reported that Theodore R. Moore has decided to resign as Executive Vice President, General Counsel and Secretary to accept a position at another company. His resignation will be effective March 24, 2026, following notice given on March 9, 2026.

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Nine Energy Service, Inc. has emerged from Chapter 11 after a prepackaged restructuring. A court confirmed the plan on March 4, 2026, and it became effective March 5, 2026. The company replaced its DIP financing with a new $135.0 million first‑lien asset‑based revolving Exit ABL Facility, secured by substantially all assets.

Before the plan, there were 43,310,777 shares of old common stock outstanding; all such equity was canceled on the effective date. Approximately 13,950,000 shares of new common stock were issued to holders of the 13.000% Senior Secured Notes, who now own 100% of the company. The NYSE previously filed Form 25 on February 5, 2026 to delist Nine’s common stock, with deregistration under Section 12(b) to follow after the applicable period.

The company entered a Registration Rights Agreement for these new shares and voting agreements with MacKay Shields and Philosophy‑affiliated funds, capping their effective voting power above 10% through proportional voting on the excess. Nine also adopted a new certificate of incorporation and bylaws that reduce authorized shares, declassify the board, make directors removable by majority vote with or without cause, expand indemnification to officers, and allow 20% stockholders to request special meetings.

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FAQ

How many Nine Energy Serv (NINEQ) SEC filings are available on StockTitan?

StockTitan tracks 40 SEC filings for Nine Energy Serv (NINEQ), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Nine Energy Serv (NINEQ)?

The most recent SEC filing for Nine Energy Serv (NINEQ) was filed on March 31, 2026.

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