Nine Energy director files initial Form 3

Nine Energy Service, Inc. director Esslemont Alexander has filed an initial Form 3 statement of beneficial ownership.

Accepted by SEC EDGAR 04/09/2026 - 09:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nine Energy Service, Inc. director Esslemont Alexander has filed an initial Form 3 statement of beneficial ownership. The filing identifies him as a director of the company and, in this excerpt, shows no reported purchases, sales, exercises, gifts, or other share transactions.

Key Figures

Buy transactions: 0 transactions / 0 shares Sell transactions: 0 transactions / 0 shares Derivative exercises: 0 transactions / 0 shares +2 more

5 metrics

Buy transactions 0 transactions / 0 shares Form 3 transactionSummary buyCount and buyShares

Sell transactions 0 transactions / 0 shares Form 3 transactionSummary sellCount and sellShares

Derivative exercises 0 transactions / 0 shares Form 3 transactionSummary exerciseCount and exerciseShares

Gifts reported 0 transactions / 0 shares Form 3 transactionSummary giftCount and giftShares

Net buy/sell direction neutral Form 3 transactionSummary netBuySellDirection

Key Terms

Form 3, transactionSummary, derivativeSummary, beneficial ownership

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3): {"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

transactionSummary regulatory

""transactionSummary": {"

derivativeSummary financial

""derivativeSummary": [],"

beneficial ownership financial

"initial Form 3 statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Esslemont Alexander Form 3 filing for NINEQ show?

The Form 3 filing shows that Esslemont Alexander is a director of Nine Energy Service, Inc. The excerpted data indicates no reported purchases, sales, exercises, gifts, or restructurings, with all transaction counts and share amounts listed as zero.

Does the NINEQ Form 3 for Esslemont Alexander report any share purchases or sales?

No, the Form 3 data shows zero buy and sell transactions. The transactionSummary lists buyCount, sellCount, acquireCount, and disposeCount all as 0, and netBuySellDirection is described as neutral in this excerpt.

What insider role does Esslemont Alexander hold at Nine Energy Service (NINEQ)?

Esslemont Alexander is identified as a director of Nine Energy Service, Inc. The metadata flags him as is_director = 1, while is_officer and is_ten_percent_owner are set to 0, indicating no officer role or 10% ownership status here.

Are there any derivative securities reported in Esslemont Alexander’s NINEQ Form 3?

The derivativeSummary section in this Form 3 excerpt is empty. This means no derivative securities, such as options or warrants, are listed here, and derivativeTransactionCount in the transactionSummary is shown as 0.

Does the Esslemont Alexander Form 3 indicate any gifts or tax-related share dispositions for NINEQ?

No, the filing excerpt reports zero gifts and zero tax-withholding dispositions. giftCount and giftShares are 0, and taxWithholdingCount and taxWithholdingShares are also 0 in the transactionSummary section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Esslemont Alexander

(Last) (First) (Middle)

2001 KIRBY DRIVE, SUITE 200

(Street)

HOUSTON TEXAS 77019

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/05/2026

3. Issuer Name and Ticker or Trading Symbol
Nine Energy Service, Inc. [ NINEQ ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

See attached for Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Sandy Esslemont by Anita Kerin, as Attorney-in-fact	04/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)