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Director at NIQ Global Intelligence (NIQ) holds 10,071 phantom stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

NIQ Global Intelligence plc director filed an updated ownership report showing 10,071 phantom stock units tied to the company’s ordinary shares. Each unit represents the value of one ordinary share on a 1-for-1 basis and will be settled in cash or stock at the issuer’s election, subject to vesting and award terms.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Klein-Boelting Ralf

(Last) (First) (Middle)
C/O NIQ GLOBAL INTELLIGENCE PLC.
200 WEST JACKSON BOULEVARD

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/23/2025
3. Issuer Name and Ticker or Trading Symbol
NIQ Global Intelligence plc [ NIQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/23/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units (1) (1) Ordinary Shares 10,071 (1) D
Explanation of Responses:
1. Each phantom stock unit represents the right to receive, on a 1-for-1 basis, the value of one ordinary share, payable in cash or stock upon settlement, at the election of the issuer, and subject to vesting and payment terms under the applicable award agreements.
Remarks:
Explanatory Note: This amendment to Form 3 is being filed to add certain derivative shares held by the reporting person that were inadvertently omitted from the original filing. Exhibit List: Exhibit 24 - Power of Attorney
/s/John Blenke as Attorney-in-Fact for Ralf Klein-Boelting 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the NIQ (NIQ) director report in this Form 3/A filing?

The director reported beneficial ownership of 10,071 phantom stock units linked to NIQ ordinary shares. These units mirror the value of one ordinary share each and are settled in cash or stock according to award terms and the issuer’s election.

How do the 10,071 phantom stock units for NIQ (NIQ) work?

Each phantom stock unit represents the right to receive, on a 1-for-1 basis, the value of one NIQ ordinary share. Payment occurs in cash or stock upon settlement, at the issuer’s election, subject to vesting and other award conditions.

Is the NIQ (NIQ) director’s interest in phantom stock units direct or indirect?

The filing shows the 10,071 phantom stock units are held with direct beneficial ownership. This means the director is treated as directly holding the derivative interest under the reporting rules, subject to the plan’s vesting and settlement provisions.

What determines whether NIQ (NIQ) phantom stock units pay out in cash or stock?

The filing states payouts on the phantom stock units are made in cash or stock at the issuer’s election. Settlement and payment are governed by vesting and payment terms under the applicable award agreements established by the company.

What event date triggered this NIQ (NIQ) Form 3/A ownership report?

The reporting obligation arose from an event dated 07/23/2025. As of that date, the NIQ director was required to report beneficial ownership of 10,071 phantom stock units tied to the company’s ordinary shares under Section 16 reporting rules.

Do NIQ (NIQ) phantom stock units represent actual shares today?

The phantom stock units represent a right to receive the value of NIQ ordinary shares, not current share ownership. They are settled later in cash or stock, on a 1-for-1 basis, once vesting and other award agreement conditions are satisfied.
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