STOCK TITAN

NIQ Global Intelligence (NYSE: NIQ) withholds shares to cover RSU tax for HR chief

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NIQ Global Intelligence plc reported that Chief Human Resources Officer Shaun Ellen Zitting had 1,516 Ordinary Shares withheld on August 6, 2026 at $11.66 per share to satisfy RSU-related tax withholding obligations. The shares were withheld by the issuer and did not involve any open-market sale. After this event, Zitting held 132,352 Ordinary Shares directly and 228,229 shares indirectly through AI PAVE (Luxembourg) Management & Cy S.C.Sp., which are subject to vesting under an award agreement.

Positive

  • None.

Negative

  • None.
Insider Zitting Shaun Ellen
Role Chief Human Resources Officer
Type Security Shares Price Value
Tax Withholding Ordinary Shares F1 1,516 $11.66 $18K
holding Ordinary Shares F2 -- -- --
Holdings After Transaction: Ordinary Shares — 132,352 shares (Direct); Ordinary Shares — 228,229 shares (Indirect, See Footnote)
Footnotes (2)
  1. F1. Represents the number of shares withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 6, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
  2. F2. Represents shares held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person subject to vesting under the applicable award agreement.
Shares withheld for tax 1,516 Ordinary Shares Withheld on August 6, 2026 to satisfy RSU tax withholding obligations
Withholding price $11.66 per share Price used for the 1,516 shares withheld for tax on August 6, 2026
Direct holdings after transaction 132,352 Ordinary Shares Direct Ordinary Shares beneficially owned by Zitting following the tax withholding
Indirect holdings reported 228,229 Ordinary Shares Indirect holdings via AI PAVE (Luxembourg) Management & Cy S.C.Sp., subject to vesting
net settlement financial
"in connection with the net settlement of RSUs that vested on August 6, 2026"
RSUs financial
"net settlement of RSUs that vested on August 6, 2026"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
tax withholding obligations financial
"shares withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement"
S.C.Sp. technical
"held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What transaction did NIQ (NIQ) insider Shaun Ellen Zitting report?

Shaun Ellen Zitting reported that 1,516 Ordinary Shares were withheld on August 6, 2026 at $11.66 per share to cover RSU-related tax withholding obligations. The shares were withheld by NIQ Global Intelligence plc and the filing states they did not involve any open-market sale.

How many NIQ (NIQ) shares does Shaun Ellen Zitting hold after this Form 4?

Following the reported withholding, Zitting held 132,352 Ordinary Shares directly. In addition, the Form 4 shows 228,229 Ordinary Shares held indirectly through AI PAVE (Luxembourg) Management & Cy S.C.Sp. for her benefit, subject to vesting under the applicable award agreement.

What is the nature of Zitting’s indirect NIQ (NIQ) share ownership via AI PAVE (Luxembourg)?

The Form 4 discloses that 228,229 Ordinary Shares are held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person. These indirect holdings are subject to vesting conditions under the applicable award agreement rather than being fully vested free shares.

Was the NIQ (NIQ) insider transaction made under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not marked, and there is no footnote indicating a trading plan. This means the 1,516-share tax-withholding transaction is not reported as executed pursuant to a pre-arranged Rule 10b5-1 trading plan.

Does this NIQ (NIQ) Form 4 indicate a market sale of shares by Zitting?

No. A footnote explains that the 1,516 shares were withheld by the issuer to satisfy tax withholding obligations from net-settled RSUs that vested on August 6, 2026. It explicitly states these shares do not constitute any open-market sale.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Zitting Shaun Ellen

(Last)(First)(Middle)
C/O NIQ GLOBAL INTELLIGENCE PLC.
200 WEST JACKSON BOULEVARD

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NIQ Global Intelligence plc [ NIQ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Human Resources Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares08/06/2026F(1)1,516D$11.66132,352D
Ordinary Shares228,229ISee Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 6, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
2. Represents shares held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person subject to vesting under the applicable award agreement.
Remarks:
/s/ Ruth Ducena as Attorney-in-Fact for Shaun Zitting08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)